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IN8BIO, INC. — Director's Dealing 2024
Oct 8, 2024
35200_dirs_2024-10-08_c5300133-c2d0-4112-b876-464c200096e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IN8BIO, INC. (INAB)
CIK: 0001740279
Period of Report: 2024-10-04
Reporting Person: FAIRBAIRN EMILY (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-04 | Series C Warrants (right to buy) | $0.27 | P | 3038743 | Acquired | 2027-10-04 | Common Stock (3038743) | Indirect |
| 2024-10-04 | Pre-Funded Warrants (right to buy) | $0.0001 | P | 3038743 | Acquired | Common Stock (3038743) | Indirect |
Footnotes
F1: Fully vested and exercisable.
F2: The reported securities are included within 3,038,743 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share Pre-funded warrant and one Series C warrant each representing the right to purchase 3,038,743 shares of common stock.
F3: The securities are held by the Malcolm and Emily Charitable Remainder Unitrust 2010 (the "Trust"). The Reporting Person is the trustee of the Trust.
F4: The Pre-funded warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrant if the holder would beneficially own more than 4.99% of the number of shares of common stock outstanding immediately after giving effect to such exercise.