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IN8BIO, INC. — Director's Dealing 2021
Jul 30, 2021
35200_dirs_2021-07-29_7fd333c6-fade-4a7e-a9e0-55b2f5e233de.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: IN8BIO, INC. (INAB)
CIK: 0001740279
Period of Report: 2021-07-29
Reporting Person: Ho William Tai-Wei (Director, President, CEO and CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2289430 | Direct |
| Common Stock | 73000 | Indirect |
| Common Stock | 69929 | Indirect |
| Common Stock | 36500 | Indirect |
| Common Stock | 36500 | Indirect |
| Common Stock | 36500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (3070) | Indirect | ||
| Employee Stock Option (right to buy) | $6.7398 | 2030-10-04 | Common Stock (182500) | Direct |
Footnotes
F1: The shares are held by a relative of the Reporting Person. The Reporting Person has voting power pursuant to a voting proxy.
F2: Each share of Series A Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, has no expiration date and is expected to automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F3: Twenty-five percent (25%) of the shares subject to the option shall vest on October 1, 2021, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each
such date.