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IN8BIO, INC. — Director's Dealing 2021
Aug 3, 2021
35200_dirs_2021-08-03_39ef08ed-c6ac-473e-9b6d-74881adafc0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IN8BIO, INC. (INAB)
CIK: 0001740279
Period of Report: 2021-08-03
Reporting Person: Ho William Tai-Wei (Director, President, CEO and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-03 | Common Stock | C | 3070 | — | Acquired | 72999 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-03 | Series A Preferred Stock | $ | C | 2792 | Disposed | Common Stock (3070) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2289430 | Direct |
| Common Stock | 73000 | Indirect |
| Common Stock | 36500 | Indirect |
| Common Stock | 36500 | Indirect |
| Common Stock | 36500 | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into
Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the
closing of the Issuer's initial public offering.
F2: The shares are held by a relative of the Reporting Person. The Reporting Person has voting power pursuant to a voting proxy.