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IMUGENE LIMITED — Share Issue/Capital Change 2026
Mar 11, 2026
65124_rns_2026-03-11_d5237771-bafc-42b8-b9de-0e54c3af6981.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
IMUGENE LIMITED
Date of this announcement
Thursday March 12, 2026
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| IMUAJ | OPTION EXPIRING 30-JUN-2028 EX $0.86 | 2,272 | 04/03/2026 |
| IMUAJ | OPTION EXPIRING 30-JUN-2028 EX $0.86 | 600 | 05/03/2026 |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
IMUGENE LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 99009179551
1.3 ASX issuer code
IMU
1.4 The announcement is
New announcement
1.5 Date of this announcement
12/3/2026
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 16-Jul-2025 10:36 | New - Proposed issue of securities - | A placement or other type of issue |
| IMU |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
Remaining quoted options (IMUO).
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description IMUAJ : OPTION EXPIRING 30-JUN-2028 EX $0.86 Date the +securities the subject of this notification were issued 4/3/2026 Any other information the entity wishes to provide about the +securities the subject of this notification Issue details Number of +securities 2,272 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities 2,272 Piggyback Options (with an exercise price of $0.86 and expiry date of 30 June 2028) issued upon the exercise of 2,272 quoted options (IMUO). ASX +security code and description IMUAJ : OPTION EXPIRING 30-JUN-2028 EX $0.86 Date the +securities the subject of this notification were issued 5/3/2026 Any other information the entity wishes to provide about the +securities the subject of this notification
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Issue details
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Number of +securities
600
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
600 Piggyback Options (with an exercise price of $0.86 and expiry date of 30 June 2028) issued upon the exercise of 600 quoted options (IMUO).
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 4 - +Securities on issue
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Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| IMU : ORDINARY FULLY PAID | 321,516,015 |
| IMUOE : OPTION EXPIRING 31-AUG-2026 | 21,698,915 |
| IMUO : OPTION EXPIRING 30-MAR-2026 | 56,678,780 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| IMUAAT : NEW CONVERTIBLE NOTES | 10 |
| IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $8.16 | 235,306 |
| IMUAA : WARRANTS | 7,812,500 |
| IMUAJ : OPTION EXPIRING 30-JUN-2028 EX $0.86 | 3,272 |
| IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $11.22 | 5,882,353 |
| IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $6.12 | 44,118 |
| IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $6.392 | 45,294 |
| IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $5.236 | 17,779 |
| IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $10.404 | 810,951 |
| IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $6.256 | 50,001 |
| IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $13.60 | 88,235 |
| IMUAAN : RESTRICTED STOCK UNITS | 3,245,028 |
| IMUAAO : PERFORMANCE RIGHTS AWARD | 1,974,813 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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| IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $2.278 | 235,295 |
|---|---|
| IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $3.094 | 352,942 |
| IMUAAR : CONVERTIBLE NOTES | 175 |
| IMUAAS : WARRANTS EXPIRING 24-JAN-2030 EX $0.33 | 15,479,877 |
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