IMUGENE LIMITED — Share Issue/Capital Change 2025

Jan 27, 2025

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Announcement Summary

Entity name

IMUGENE LIMITED

Date of this announcement

Friday January 24, 2025

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	CONVERTIBLE NOTES	200	24/01/2025
to be confirmed
New class - code	WARRANTS @$0.0494 EXP 24 JAN 30	526,315,789	24/01/2025
to be confirmed

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type Registration number ABN 99009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

New announcement

1.5 Date of this announcement

24/1/2025

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Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
24-Dec-2024 08:38	New - Proposed issue of securities -	A placement or other type of issue
	IMU

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

No

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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description new unquoted class of security Date the +securities the subject of this notification were issued 24/1/2025 Any other information the entity wishes to provide about the +securities the subject of this notification Issue details Number of +securities 200 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities 200 Convertible Notes issued to the Noteholder under the terms announced to the market on 23 December 2024 and as approved by shareholders at the EGM held on 22 January 2025.

ASX +security code and description new unquoted class of security

Date the +securities the subject of this notification were issued 24/1/2025 Any other information the entity wishes to provide about the +securities the subject of this notification

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Issue details

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Number of +securities

526,315,789

Were the +securities issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

526,315,789 Warrants issued to the Noteholder under the terms announced to the market on 23 December 2024 and as approved by shareholders at the EGM held on 22 January 2025.

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Part 3C - number and type of +securities the subject of this notification (new class)

ASX +security codeNew class - code to be confirmed+Security descriptionCONVERTIBLE NOTES	ASX +security codeNew class - code to be confirmed+Security descriptionCONVERTIBLE NOTES
+Security typeISIN code
+Convertible debt securities
Date the +securities the subject of this notification were issued
24/1/2025
Will all the +securities issued in this class rank equally in all respects from	their issue date?
Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
+Convertible debt securities Details
Type of +security
Convertible note or bond
+Security currencyFace value	Interest rate type
AUD - Australian DollarAUD 100,000.00000000	Zero coupon/no interest
Frequency of coupon/interest payments per year
No coupon/interest payments
s128F of the Income Tax Assessment Act status applicable to the +security
Not applicable
Is the +security perpetual (i.e. no maturity)?	Maturity date
No	24/1/2030
Select other feature(s) applicable to the +security
Convertible
Is there a first trigger date on which a right of conversion, redemption, call
or put can be exercised (whichever is first)?
No
Details of the existing class of +security that will be issued if the securities	are converted, transformed or
exchanged
IMU : ORDINARY FULLY PAID

Any other information the entity wishes to provide about the +securities the subject of this notification

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Issue details

Number of +securities

	Number of +securities
	200
	ASX +security codeNew class - code to be confirmed	+Security descriptionWARRANTS @$0.0494 EXP 24 JAN 30
	+Security type	ISIN code
	Other
	Date the +securities the subject of this notification were issued
	24/1/2025
	Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02898504-3A658888

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

526,315,789

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Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
IMU : ORDINARY FULLY PAID	7,456,532,364
IMUOE : OPTION EXPIRING 31-AUG-2026	737,734,384
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188	3,875,000
IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24	14,000,000
IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45	311,075
IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33	200,000,001
IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18	1,500,000
IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188	1,540,000
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19	45,000,000
IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $0.142	773,534
IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154	804,461
IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306	38,015,538
IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184	1,700,000
IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40	3,000,000
IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45	2,000,000
IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40	1,000,000

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
IMUAAN : RESTRICTED STOCK UNITS	110,883,968
IMUAAO : PERFORMANCE RIGHTS AWARD	34,192,635
IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $0.067	18,000,000
IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $0.091	12,000,000
New class - code to be confirmed : CONVERTIBLE NOTES	200
New class - code to be confirmed : WARRANTS @$0.0494 EXP 24 JAN 30	526,315,789

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