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IMUGENE LIMITED — Share Issue/Capital Change 2025
Feb 20, 2025
65124_rns_2025-02-20_edbe24a6-fff3-4805-94bc-bd79dba8647a.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
IMUGENE LIMITED
Date of this announcement
Friday February 21, 2025
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| IMUAAN | RESTRICTED STOCK UNITS | 6,000,000 | 14/02/2025 |
| IMUAAO | PERFORMANCE RIGHTS AWARD | 22,888,875 | 14/02/2025 |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
IMUGENE LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 99009179551
1.3 ASX issuer code
IMU
1.4 The announcement is
New announcement
1.5 Date of this announcement
21/2/2025
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
has an existing ASX security code ("existing class")
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
ASX +security code and description
IMUAAO : PERFORMANCE RIGHTS AWARD
Date the +securities the subject of this notification were issued
14/2/2025
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates being issued +securities.
| Provide details of the KMP | or +associates being issued +securities. | |
|---|---|---|
| Name of KMP | Name of registered holder | Number of +securities |
| Paul Hopper | Kilinwata Investments Pty Ltd | 3,576,375 |
| Leslie Chong | Leslie Chong | 19,312,500 |
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc h/1.0/file/2924-02732900-3A629620
Any other information the entity wishes to provide about the +securities the subject of this notification
Performance rights issued as approved at the Company's last Annual General Meeting, held on 14 November 2024.
Issue details
Number of +securities
22,888,875
ASX +security code and description
IMUAAN : RESTRICTED STOCK UNITS
Date the +securities the subject of this notification were issued
14/2/2025
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes
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Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates being issued +securities.
| Provide details of the KMP | or +associates being issued +securities. | |
|---|---|---|
| Name of KMP | Name of registered holder | Number of +securities |
| Lesley Russell | Lesley Russell | 2,000,000 |
| Jakob Dupont | Jakob Dupont | 2,000,000 |
| Kim Drapkin | Kim Drapkin | 2,000,000 |
| Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme |
|---|
| or a summary of the terms chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/ https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc h/1.0/file/2924-02732900-3A629620 |
| Any other information the entity wishes to provide about the +securities the subject of this notification Restricted stock units issued under the Company's ESOP |
Issue details
Number of +securities
6,000,000
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 4 - +Securities on issue
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Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| IMU : ORDINARY FULLY PAID | 7,457,433,979 |
| IMUOE : OPTION EXPIRING 31-AUG-2026 | 737,734,384 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188 | 3,875,000 |
| IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24 | 14,000,000 |
| IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45 | 311,075 |
| IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33 | 200,000,001 |
| IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18 | 1,500,000 |
| IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188 | 1,540,000 |
| IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19 | 45,000,000 |
| IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $0.142 | 773,534 |
| IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154 | 804,461 |
| IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306 | 38,015,538 |
| IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184 | 1,700,000 |
| IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40 | 3,000,000 |
| IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45 | 2,000,000 |
| IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40 | 1,000,000 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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| IMUAAN : RESTRICTED STOCK UNITS | 113,133,598 |
|---|---|
| IMUAAO : PERFORMANCE RIGHTS AWARD | 57,081,510 |
| IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $0.067 | 18,000,000 |
| IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $0.091 | 12,000,000 |
| IMUAAR : CONVERTIBLE NOTES | 200 |
| IMUAAS : WARRANTS EXPIRING 24-JAN-2030 EX $0.0494 | 526,315,789 |
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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