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IMUGENE LIMITED Share Issue/Capital Change 2025

Feb 20, 2025

65124_rns_2025-02-20_edbe24a6-fff3-4805-94bc-bd79dba8647a.pdf

Share Issue/Capital Change

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Announcement Summary

Entity name

IMUGENE LIMITED

Date of this announcement

Friday February 21, 2025

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Total number of +securities to be issued/transferred

Total number of
ASX +security +securities to be
code Security description issued/transferred Issue date
IMUAAN RESTRICTED STOCK UNITS 6,000,000 14/02/2025
IMUAAO PERFORMANCE RIGHTS AWARD 22,888,875 14/02/2025

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type Registration number ABN 99009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

New announcement

1.5 Date of this announcement

21/2/2025

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

ASX +security code and description

IMUAAO : PERFORMANCE RIGHTS AWARD

Date the +securities the subject of this notification were issued

14/2/2025

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Paul Hopper Kilinwata Investments Pty Ltd 3,576,375
Leslie Chong Leslie Chong 19,312,500

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc h/1.0/file/2924-02732900-3A629620

Any other information the entity wishes to provide about the +securities the subject of this notification

Performance rights issued as approved at the Company's last Annual General Meeting, held on 14 November 2024.

Issue details

Number of +securities

22,888,875

ASX +security code and description

IMUAAN : RESTRICTED STOCK UNITS

Date the +securities the subject of this notification were issued

14/2/2025

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Lesley Russell Lesley Russell 2,000,000
Jakob Dupont Jakob Dupont 2,000,000
Kim Drapkin Kim Drapkin 2,000,000
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc
h/1.0/file/2924-02732900-3A629620
Any other information the entity wishes to provide about the +securities the subject of this notification
Restricted stock units issued under the Company's ESOP

Issue details

Number of +securities

6,000,000

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

Total number of
ASX +security code and description +securities on issue
IMU : ORDINARY FULLY PAID 7,457,433,979
IMUOE : OPTION EXPIRING 31-AUG-2026 737,734,384
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188 3,875,000
IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24 14,000,000
IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45 311,075
IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33 200,000,001
IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18 1,500,000
IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188 1,540,000
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19 45,000,000
IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $0.142 773,534
IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154 804,461
IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306 38,015,538
IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184 1,700,000
IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40 3,000,000
IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45 2,000,000
IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40 1,000,000

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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IMUAAN : RESTRICTED STOCK UNITS 113,133,598
IMUAAO : PERFORMANCE RIGHTS AWARD 57,081,510
IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $0.067 18,000,000
IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $0.091 12,000,000
IMUAAR : CONVERTIBLE NOTES 200
IMUAAS : WARRANTS EXPIRING 24-JAN-2030 EX $0.0494 526,315,789

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

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