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IMUGENE LIMITED — Share Issue/Capital Change 2025
May 20, 2025
65124_rns_2025-05-20_9e38ff8c-fb98-4638-b1d7-e679af751249.pdf
Share Issue/Capital Change
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Appendix 3H - Notification of cessation of securities
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Announcement Summary
Entity name
IMUGENE LIMITED
Announcement Type
New announcement
Date of this announcement
Wednesday May 21, 2025
Details of +securities that have ceased
| Number of | ||||
|---|---|---|---|---|
| ASX +security | +securities that | The +securities have | Date of | |
| code | Security description | have ceased | ceased due to | cessation |
| IMUAZ | OPTION EXPIRING | 311,075 | Expiry of option or other | 23/12/2024 |
| 23-DEC-2024 EX $0.45 | convertible security without | |||
| exercise or conversion | ||||
| IMUAY | OPTION EXPIRING | 45,000,000 | Expiry of option or other | 30/04/2025 |
| 30-APR-2025 EX $0.19 | convertible security without | |||
| exercise or conversion | ||||
| IMUAAM | OPTION EXPIRING | 200,000 | Other | 09/03/2023 |
| 09-JAN-2027 EX $0.154 | ||||
| IMUAAG | OPTION EXPIRING | 600,000 | Lapse of conditional right to | 30/06/2023 |
| 30-JUN-2026 EX $0.306 | securities because the | |||
| conditions have not been, or | ||||
| have become incapable of | ||||
| being, satisfied | ||||
| IMUAAB | OPTION EXPIRING | 2,000,000 | Expiry of option or other | 01/02/2025 |
| 01-FEB-2025 EX $0.45 | convertible security without | |||
| exercise or conversion |
Refer to next page for full details of the announcement
Appendix 3H - Notification of cessation of securities
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Appendix 3H - Notification of cessation of securities
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Part 1 - Announcement Details
1.1 Name of +Entity
IMUGENE LIMITED
We (the entity named above) provide the following information about our issued capital.
1.2 Registered Number Type Registration Number ABN 99009179551
1.3 ASX issuer code
IMU
1.4 The announcement is
New announcement
1.5 Date of this announcement
21/5/2025
Appendix 3H - Notification of cessation of securities
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Appendix 3H - Notification of cessation of securities
Part 2 - Details of +equity securities or +debt securities that have ceased
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ASX +Security Code and Description
IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154
Unquoted +equity securities that have ceased Number of securities that have ceased
200,000
Reason for cessation
Other
Please provide additional details
Cancellation of options due to an administrative oversight at the time of issue.
Date of cessation Is the entity paying any consideration for the cessation? No 9/3/2023
Any other information the entity wishes to notify to ASX about the cessation?
ASX +Security Code and Description
IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306
Unquoted +equity securities that have ceased
Number of securities that have ceased
600,000
Reason for cessation
Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied
Date of cessation
30/6/2023
Is the entity paying any consideration for the cessation? No
Any other information the entity wishes to notify to ASX about the cessation?
Due to an administrative oversight an appendix 3H was not lodged at the time of cancelation.
ASX +Security Code and Description
IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45
Unquoted +equity securities that have ceased
Number of securities that have ceased
2,000,000
Reason for cessation
Expiry of option or other convertible security without exercise or conversion
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Appendix 3H - Notification of cessation of securities
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Date of cessation Is the entity paying any consideration for the cessation? No 1/2/2025 Any other information the entity wishes to notify to ASX about the cessation?
ASX +Security Code and Description IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45 Unquoted +equity securities that have ceased Number of securities that have ceased 311,075 Reason for cessation Expiry of option or other convertible security without exercise or conversion Date of cessation Is the entity paying any consideration for the cessation? No 23/12/2024 Any other information the entity wishes to notify to ASX about the cessation?
ASX +Security Code and Description IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19 Unquoted +equity securities that have ceased Number of securities that have ceased 45,000,000 Reason for cessation Expiry of option or other convertible security without exercise or conversion Date of cessation Is the entity paying any consideration for the cessation? No 30/4/2025 Any other information the entity wishes to notify to ASX about the cessation?
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Appendix 3H - Notification of cessation of securities
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Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| IMU : ORDINARY FULLY PAID | 7,467,020,803 |
| IMUOE : OPTION EXPIRING 31-AUG-2026 | 737,734,384 |
| 3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188 | 3,875,000 |
| IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24 | 14,000,000 |
| IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45 | 0 |
| IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33 | 200,000,001 |
| IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18 | 1,500,000 |
| IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188 | 1,540,000 |
| IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19 | 0 |
| IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $0.142 | 773,534 |
| IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154 | 604,461 |
| IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306 | 37,415,538 |
| IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184 | 1,700,000 |
| IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40 | 3,000,000 |
| IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45 | 0 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
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Appendix 3H - Notification of cessation of securities
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| IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40 | 1,000,000 |
|---|---|
| IMUAAN : RESTRICTED STOCK UNITS | 109,694,466 |
| IMUAAO : PERFORMANCE RIGHTS AWARD | 49,124,916 |
| IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $0.067 | 18,000,000 |
| IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $0.091 | 12,000,000 |
| IMUAAR : CONVERTIBLE NOTES | 200 |
| IMUAAS : WARRANTS EXPIRING 24-JAN-2030 EX $0.0494 | 526,315,789 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
Appendix 3H - Notification of cessation of securities
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