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IMUGENE LIMITED — Share Issue/Capital Change 2025
May 28, 2025
65124_rns_2025-05-28_de517003-f64b-46a3-bf2e-b2282435cc84.pdf
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Appendix 3A.3 - Notification of security consolidation or split
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Announcement Summary
Entity name
IMUGENE LIMITED
Applicable security for the reorganisation
| IMU | ORDINARY FULLY PAID |
|---|---|
| IMUAAJ | OPTION EXPIRING 18-SEP-2026 EX $0.188 |
| IMUAAK | OPTION EXPIRING 30-SEP-2026 EX $0.24 |
| IMUOE | OPTION EXPIRING 31-AUG-2026 |
| IMUAAF | OPTION EXPIRING 31-MAR-2026 EX $0.33 |
| IMUAAD | OPTION EXPIRING 30-JUN-2026 EX $0.18 |
| IMUAAE | OPTION EXPIRING 01-JUL-2026 EX $0.188 |
| IMUAAL | OPTION EXPIRING 03-JAN-2027 EX $0.142 |
| IMUAAM | OPTION EXPIRING 09-JAN-2027 EX $0.154 |
| IMUAAG | OPTION EXPIRING 30-JUN-2026 EX $0.306 |
| IMUAAH | OPTION EXPIRING 29-SEP-2026 EX $0.184 |
| IMUAAI | OPTION EXPIRING 14-DEC-2026 EX $0.40 |
| IMUAAA | OPTION EXPIRING 01-FEB-2026 EX $0.40 |
| IMUAAN | RESTRICTED STOCK UNITS |
| IMUAAO | PERFORMANCE RIGHTS AWARD |
| IMUAAP | OPTION EXPIRING 13-SEP-2028 EX $0.067 |
| IMUAAQ | OPTION EXPIRING 13-SEP-2028 EX $0.091 |
| IMUAAS | WARRANTS EXPIRING 24-JAN-2030 EX $0.0494 |
Announcement Type
New Announcement
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Appendix 3A.3 - Notification of security consolidation or split
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Date of this announcement
29/5/2025
Reorganisation type
Security consolidation
Trading in the post consolidation or split +securities commences on a deferred settlement basis
2/7/2025
Record Date
3/7/2025
Issue Date 10/7/2025
Refer to below for full details of the announcement
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Appendix 3A.3 - Notification of security consolidation or split
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Announcement Details
Part 1 - Entity and announcement details
1.1 Name of +Entity
IMUGENE LIMITED
1.2 Registered Number Type Registration Number ABN 99009179551
1.3 ASX issuer code
IMU
1.4 The announcement is New announcement 1.5 Date of this announcement 29/5/2025
1.6 Securities affected by the consolidation or split
| ASX +Security Code | ASX +Security Description |
|---|---|
| IMU | ORDINARY FULLY PAID |
| IMUAAJ | OPTION EXPIRING 18-SEP-2026 EX $0.188 |
| IMUAAK | OPTION EXPIRING 30-SEP-2026 EX $0.24 |
| IMUOE | OPTION EXPIRING 31-AUG-2026 |
| IMUAAF | OPTION EXPIRING 31-MAR-2026 EX $0.33 |
| IMUAAD | OPTION EXPIRING 30-JUN-2026 EX $0.18 |
| IMUAAE | OPTION EXPIRING 01-JUL-2026 EX $0.188 |
| IMUAAL | OPTION EXPIRING 03-JAN-2027 EX $0.142 |
| IMUAAM | OPTION EXPIRING 09-JAN-2027 EX $0.154 |
| IMUAAG | OPTION EXPIRING 30-JUN-2026 EX $0.306 |
| IMUAAH | OPTION EXPIRING 29-SEP-2026 EX $0.184 |
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Appendix 3A.3 - Notification of security consolidation or split
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IMUAAI OPTION EXPIRING 14-DEC-2026 EX $0.40 IMUAAA OPTION EXPIRING 01-FEB-2026 EX $0.40 IMUAAN RESTRICTED STOCK UNITS IMUAAO PERFORMANCE RIGHTS AWARD IMUAAP OPTION EXPIRING 13-SEP-2028 EX $0.067 IMUAAQ OPTION EXPIRING 13-SEP-2028 EX $0.091 IMUAAS WARRANTS EXPIRING 24-JAN-2030 EX $0.0494
Part 2 - Approvals
2.1 Are any of the below approvals required for the consolidation or split before business day 0 of the timetable? Security holder approval Court approval Lodgement of court order with +ASIC ACCC approval FIRB approval Another approval/condition external to the entity required to be given/met before business day 0 of the timetable for the consolidation or split.
Yes
2.2 Approvals
| 2.2 Approvals | |||
|---|---|---|---|
| Approval/Condition | Date for determination | Is the date estimated or | Approval |
| +Security holder approval | 26/6/2025 | actual? | received/condition met? |
| Actual |
Comments
Part 3 - Consolidation or split timetable and details
3.1 +Record date
3/7/2025 3.2 Date of +security holder meeting 26/6/2025 3.2a Effective date of consolidation or split 30/6/2025 3.3 Last day for trading in the pre consolidation or split +securities 1/7/2025
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Appendix 3A.3 - Notification of security consolidation or split
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3.4 Trading in the post consolidation or split +securities commences on a deferred settlement basis.
2/7/2025
3.5 Record date
3/7/2025
3.6 First day for entity to update its register and to send holding statements to +security holders reflecting the change in the number of +securities they hold.
4/7/2025
3.7 Last day for entity to update its register and send holding statements to +security holders reflecting the change in the number of +securities they hold and to notify ASX that this has occurred. (+Issue Date) 10/7/2025
3.8 Trading starts on a normal T+2 basis
11/7/2025
3.9 First settlement of trades conducted on a +deferred settlement basis and on a normal T+2 basis
15/7/2025
Part 4 - Event type and details
4.1 The event is
+Security consolidation
4.1a Consolidation ratio: the +securities will be consolidated on the basis that every
34
(pre-consolidation) +securities will be consolidated into
1
(post-consolidation) +security (/ies).
4.2 Scrip fraction rounding
Fractions rounded up to the next whole number
Part 5 - +Securities on issue before and after consolidation or split
5.1 +Securities on issue before and after the consolidation or split
| ASX +Security Code | ASX +Security Description | ||
|---|---|---|---|
| IMU | ORDINARY FULLY PAID | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Quoted | consolidation or split | consolidation or split | Actual |
| 7,467,020,803 | 219,618,259 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAJ | OPTION EXPIRING 18-SEP-2026 EX $0.188 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 3,875,000 | 113,971 |
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Appendix 3A.3 - Notification of security consolidation or split
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| ASX +Security Code | ASX +Security Description | ||
|---|---|---|---|
| IMUAAK | OPTION EXPIRING 30-SEP-2026 EX $0.24 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 14,000,000 | 411,765 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUOE | OPTION EXPIRING 31-AUG-2026 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Quoted | consolidation or split | consolidation or split | Actual |
| 737,734,384 | 21,698,070 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAF | OPTION EXPIRING 31-MAR-2026 EX $0.33 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 200,000,001 | 5,882,353 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAD | OPTION EXPIRING 30-JUN-2026 EX $0.18 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 1,500,000 | 44,118 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAE | OPTION EXPIRING 01-JUL-2026 EX $0.188 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 1,540,000 | 45,294 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAL | OPTION EXPIRING 03-JAN-2027 EX $0.142 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 773,534 | 22,751 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAM | OPTION EXPIRING 09-JAN-2027 EX $0.154 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 604,461 | 17,778 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAG | OPTION EXPIRING 30-JUN-2026 EX $0.306 | ||
| Quoted/unquoted | Estimate/Actual |
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Appendix 3A.3 - Notification of security consolidation or split
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| Unquoted | Number on issue pre | Number on issue post | Actual |
|---|---|---|---|
| consolidation or split | consolidation or split | ||
| 37,415,538 | 1,100,457 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAH | OPTION EXPIRING 29-SEP-2026 EX $0.184 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 1,700,000 | 50,000 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAI | OPTION EXPIRING 14-DEC-2026 EX $0.40 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 3,000,000 | 88,235 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAA | OPTION EXPIRING 01-FEB-2026 EX $0.40 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 1,000,000 | 29,412 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAN | RESTRICTED STOCK UNITS | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 205,348,320 | 6,039,656 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAO | PERFORMANCE RIGHTS AWARD | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 52,694,988 | 1,549,853 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAP | OPTION EXPIRING 13-SEP-2028 EX $0.067 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 18,000,000 | 529,412 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAQ | OPTION EXPIRING 13-SEP-2028 EX $0.091 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 12,000,000 | 352,941 |
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Appendix 3A.3 - Notification of security consolidation or split
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| ASX +Security Code | ASX +Security Description | ||
|---|---|---|---|
| IMUAAS | WARRANTS EXPIRING 24-JAN-2030 EX $0.0494 | ||
| Quoted/unquoted | Number on issue pre | Number on issue post | Estimate/Actual |
| Unquoted | consolidation or split | consolidation or split | Actual |
| 526,315,789 | 15,479,876 |
5.2 Exercise price of options
| ASX +Security Code | ASX +Security Description | |
|---|---|---|
| IMUAAJ | OPTION EXPIRING 18-SEP-2026 EX | $0.188 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.18800000 | 6.39200000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAK | OPTION EXPIRING 30-SEP-2026 EX | $0.24 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.24000000 | 8.16000000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUOE | OPTION EXPIRING 31-AUG-2026 | |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Quoted | split | split |
| 0.11800000 | 4.01200000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAF | OPTION EXPIRING 31-MAR-2026 EX $0.33 | |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.33000000 | 11.22000000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAD | OPTION EXPIRING 30-JUN-2026 EX | $0.18 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.18000000 | 6.12000000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAE | OPTION EXPIRING 01-JUL-2026 EX $0.188 | |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.18800000 | 6.39200000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAL | OPTION EXPIRING 03-JAN-2027 EX | $0.142 |
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Appendix 3A.3 - Notification of security consolidation or split
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| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
|---|---|---|
| Unquoted | split | split |
| 0.14200000 | 4.82800000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAM | OPTION EXPIRING 09-JAN-2027 EX | $0.154 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.15400000 | 5.23600000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAG | OPTION EXPIRING 30-JUN-2026 EX | $0.306 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.30600000 | 10.40400000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAH | OPTION EXPIRING 29-SEP-2026 EX | $0.184 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.18400000 | 6.25600000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAI | OPTION EXPIRING 14-DEC-2026 EX | $0.40 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.40000000 | 13.60000000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAA | OPTION EXPIRING 01-FEB-2026 EX | $0.40 |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.40000000 | 13.60000000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAN | RESTRICTED STOCK UNITS | |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.00000000 | 0.00000000 | |
| ASX +Security Code | ASX +Security Description | |
| IMUAAO | PERFORMANCE RIGHTS AWARD | |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or |
| Unquoted | split | split |
| 0.00000000 | 0.00000000 |
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Appendix 3A.3 - Notification of security consolidation or split
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| ASX +Security Code | ASX +Security Description | ||
|---|---|---|---|
| IMUAAP | OPTION EXPIRING 13-SEP-2028 EX | $0.067 | |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or | |
| Unquoted | split | split | |
| 0.06700000 | 2.27800000 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAQ | OPTION EXPIRING 13-SEP-2028 EX | $0.091 | |
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or | |
| Unquoted | split | split | |
| 0.09100000 | 3.09400000 | ||
| ASX +Security Code | ASX +Security Description | ||
| IMUAAS | WARRANTS EXPIRING 24-JAN-2030 EX $0.0494 | ||
| Quoted/unquoted | Exercise price pre consolidation or | Exercise price post consolidation or | |
| Unquoted | split | split | |
| 0.04940000 | 1.67960000 | ||
| Part | 6 - Further information | ||
| 6.1 Further information relating to the consolidation or split | |||
| Please refer to the Notice of Meeting and accompanying addendum released on 27 May 2025. | |||
| 6.2 Additional information for inclusion in the Announcement Summary |
Appendix 3A.3 - Notification of security consolidation or split
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