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IMUGENE LIMITED — Share Issue/Capital Change 2025
Aug 31, 2025
65124_rns_2025-08-31_650a4633-c565-4212-a9ba-ce02aec3f578.pdf
Share Issue/Capital Change
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Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
IMUGENE LIMITED
Announcement Type
New announcement
Date of this announcement
Monday September 01, 2025
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| IMU | ORDINARY FULLY PAID | 7,335,608 | 01/09/2025 |
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
IMUGENE LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
99009179551
1.3 ASX issuer code
IMU
1.4 The announcement is
New announcement
1.5 Date of this announcement
1/9/2025
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Appendix 2A - Application for quotation of securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 12-Aug-2025 09:27 | Update - Update - Proposed issue of | An offer of +securities under a +securities |
| securities - IMU | purchase plan |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
Based on the total number of shares issued under the SPP, the remaining securities to be issued are as follows: 1 - Up to 5,501,568 Quoted Options Expiring 30 March 2026 EX $0.43
2 - Up to 5,501,568 Piggyback Options Expiring 30 June 2028 EX $0.86
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Appendix 2A - Application for quotation of securities
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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Corporate Action Component Detail
ASX +security code and description IMU : ORDINARY FULLY PAID
Issue date
1/9/2025
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
Total percentage of +securities held Number of +securities held Number of holders For example, to enter a value of 50% please input as 50.00 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over %
Issue details
Number of +securities to be quoted
7,335,608 Issue currency Issue price or consideration per +security AUD - Australian Dollar AUD 0.33000000
Any other information the entity wishes to provide about the +securities to be quoted
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Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| +securities subject of this application) | |
|---|---|
| Total number of | |
| ASX +security code and description | +securities on issue |
| IMU : ORDINARY FULLY PAID | 295,832,944 |
| IMUOE : OPTION EXPIRING 31-AUG-2026 | 21,698,915 |
| IMUO : OPTION EXPIRING 30-MAR-2026 | 51,177,612 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $6.392 | 113,971 |
| IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $8.16 | 392,154 |
| IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $11.22 | 5,882,353 |
| IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $6.12 | 44,118 |
| IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $6.392 | 45,294 |
| IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $4.828 | 15,016 |
| IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $5.236 | 17,779 |
| IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $10.404 | 1,094,580 |
| IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $6.256 | 50,001 |
| IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $13.60 | 88,235 |
| IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $13.60 | 29,412 |
| IMUAAN : RESTRICTED STOCK UNITS | 4,932,399 |
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Appendix 2A - Application for quotation of securities
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| Appendix 2A - Application for quotation of securities | |
|---|---|
| IMUAAO : PERFORMANCE RIGHTS AWARD | 1,114,949 |
| IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $2.278 | 333,335 |
| IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $3.094 | 352,942 |
| IMUAAR : CONVERTIBLE NOTES | 200 |
| IMUAAS : WARRANTS EXPIRING 24-JAN-2030 EX $1.6796 | 15,479,877 |
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