IMUGENE LIMITED — Share Issue/Capital Change 2024

Jul 7, 2024

Appendix 2A - Application for quotation of securities

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Announcement Summary

Entity name

IMUGENE LIMITED

Announcement Type

New announcement

Date of this announcement

Monday July 08, 2024

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
IMU	ORDINARY FULLY PAID	29,434,443	01/07/2024

Refer to next page for full details of the announcement

Appendix 2A - Application for quotation of securities

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Appendix 2A - Application for quotation of securities

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Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number

99009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

New announcement

1.5 Date of this announcement

8/7/2024

Appendix 2A - Application for quotation of securities

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Appendix 2A - Application for quotation of securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +class of +securities to be quoted is:

Additional +securities in a class that is already quoted on ASX ("existing class")

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Appendix 2A - Application for quotation of securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description IMUAAN : RESTRICTED STOCK UNITS

TO (Existing Class) ASX +security code and description IMU : ORDINARY FULLY PAID

Please state the number of options	The first date the options were	The last date the options were
that were exercised or other	exercised or other +convertible	exercised or other +convertible
+convertible securities that were	securities were converted	securities were converted
converted	18/6/2024	1/7/2024
20,346,564

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying +securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

		Number of options being exercised
		or other +convertible securities
Name of KMP	Name of registered holder	being converted
Lesley Russell	Lesley Russell	250,000
Jens Eckstein	Jens Eckstein	250,000
Jakob Dupont	Jakob Dupont	250,000
Kim Drapkin	Kim Drapkin	250,000
Paul Woodard	Paul Woodard	2,493,650
Monil Shah	Jamapharma Consulting LLC	2,394,813
Bradley Glover	Bradley Glover	1,885,379

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Appendix 2A - Application for quotation of securities

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Issue date

1/7/2024 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Issue details

Number of +securities to be quoted

20,346,564

Are the +securities being issued for a cash consideration? No

Please describe the consideration being provided for the +securities

Exercise of Restricted Stock Units (RSUs) issued for NIL consideration.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

0.051000

Any other information the entity wishes to provide about the +securities to be quoted

Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description

IMUAAO : PERFORMANCE RIGHTS AWARD

TO (Existing Class) ASX +security code and description

IMU : ORDINARY FULLY PAID

Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 1/7/2024 4/7/2024 9,087,879

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying +securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

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Appendix 2A - Application for quotation of securities

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Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

		Number of options being exercised
		or other +convertible securities
Name of KMP	Name of registered holder	being converted
Mi Ok Chong	Mi Ok Chong	5,793,750
Paul Hopper	KILINWATA INVESTMENTS PTY LTD	975,375

Issue date

1/7/2024 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Issue details

Number of +securities to be quoted

9,087,879

Are the +securities being issued for a cash consideration? No

Please describe the consideration being provided for the +securities

Exercise of Performance Rights issued for NIL Consideration.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.051000

Any other information the entity wishes to provide about the +securities to be quoted

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Appendix 2A - Application for quotation of securities

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Appendix 2A - Application for quotation of securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

+securities subject of this application)
	Total number of
ASX +security code and description	+securities on issue
IMU : ORDINARY FULLY PAID	7,349,247,527
IMUOD : OPTION EXPIRING 31-AUG-2024	158,258,456
IMUOE : OPTION EXPIRING 31-AUG-2026	737,734,384
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188	3,875,000
IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24	14,000,000
IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45	311,075
IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33	200,000,001
IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18	1,500,000
IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188	1,540,000
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19	45,000,000
IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $0.142	773,534
IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154	804,461
IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306	39,263,618
IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184	1,700,000
IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40	3,000,000

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

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Appendix 2A - Application for quotation of securities

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Appendix 2A - Application for quotation of securities
IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45	2,000,000
IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40	1,500,000
IMUAAN : RESTRICTED STOCK UNITS	140,940,218
IMUAAO : PERFORMANCE RIGHTS AWARD	41,891,885
IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $0.067	18,000,000
IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $0.091	12,000,000

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