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IMUGENE LIMITED — Share Issue/Capital Change 2024
Oct 13, 2024
65124_rns_2024-10-13_b4576b0c-4f5d-4b73-ac69-9195cb966555.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
IMUGENE LIMITED
Date of this announcement
Monday October 14, 2024
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| IMUAAN | RESTRICTED STOCK UNITS | 135,000 | 27/09/2024 |
| IMUAAN | RESTRICTED STOCK UNITS | 300,000 | 06/08/2024 |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
IMUGENE LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 99009179551
1.3 ASX issuer code
IMU
1.4 The announcement is
New announcement
1.5 Date of this announcement
14/10/2024
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
has an existing ASX security code ("existing class")
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
ASX +security code and description
IMUAAN : RESTRICTED STOCK UNITS
Date the +securities the subject of this notification were issued 27/9/2024
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? No Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02732900-3A629620&v=fc9bdb61fe50e a61f8225e24ce041a0e155a9400 Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities 135,000
ASX +security code and description
IMUAAN : RESTRICTED STOCK UNITS
Date the +securities the subject of this notification were issued
6/8/2024
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? No Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02732900-3A629620&v=fc9bdb61fe50e a61f8225e24ce041a0e155a9400
Any other information the entity wishes to provide about the +securities the subject of this notification
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Issue details
Number of +securities
300,000
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Part 4 - +Securities on issue
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Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| IMU : ORDINARY FULLY PAID | 7,437,250,222 |
| IMUOE : OPTION EXPIRING 31-AUG-2026 | 737,734,384 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188 | 3,875,000 |
| IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24 | 14,000,000 |
| IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45 | 311,075 |
| IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33 | 200,000,001 |
| IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18 | 1,500,000 |
| IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188 | 1,540,000 |
| IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19 | 45,000,000 |
| IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $0.142 | 773,534 |
| IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154 | 804,461 |
| IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306 | 38,015,538 |
| IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184 | 1,700,000 |
| IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40 | 3,000,000 |
| IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45 | 2,000,000 |
| IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40 | 1,000,000 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
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| IMUAAN : RESTRICTED STOCK UNITS | 134,295,745 |
|---|---|
| IMUAAO : PERFORMANCE RIGHTS AWARD | 34,527,385 |
| IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $0.067 | 18,000,000 |
| IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $0.091 | 12,000,000 |
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? Yes
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
30/11/2023
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