IMUGENE LIMITED — Share Issue/Capital Change 2023

Mar 9, 2023

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

IMUGENE LIMITED

Date of this announcement

Friday March 10, 2023

The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Options	773,534	09/03/2023
to be confirmed
New class - code	Unlisted Options	804,461	09/03/2023
to be confirmed

Refer to next page for full details of the announcement

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Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

99009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

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New announcement

1.5 Date of this announcement

10/3/2023

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Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

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ASX +security code +Security description
New class - code to be confirmed Unlisted Options
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
9/3/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Refer to Notice of Annual General Meeting of the Company held on 24 November 2020:
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83
Options Details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.14200000 3/1/2027
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
IMU: FULLY PAID ORDINARY SHARES
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
Refer to Notice of Annual General Meeting of the Company held on 24 November 2020:
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83
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Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
773,534
ASX +security code +Security description
New class - code to be confirmed Unlisted Options
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
9/3/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued. Refer to Notice of Annual General Meeting of the Company held on 24 November 2020: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83
Options Details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.15400000 9/1/2027
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other

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Description

IMU: FULLY PAID ORDINARY SHARES

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Refer to Notice of Annual General Meeting of the Company held on 24 November 2020: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

804,461

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Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
IMU : ORDINARY FULLY PAID	6,421,717,427
IMUOD : OPTION EXPIRING 31-AUG-2024	158,262,521

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188	3,875,000
IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24	14,000,000
IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45	311,075
IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33	200,000,001
IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18	1,500,000
IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188	1,540,000
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19	45,000,000
IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306	39,263,618
IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184	1,700,000
IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40	3,000,000
IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45	2,000,000
IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40	1,500,000

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
IMUAW : OPTION EXPIRING 26-FEB-2024 EX $0.15	5,000,000
New class - code to be confirmed : Unlisted Options	773,534
New class - code to be confirmed : Unlisted Options	804,461

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

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