IMUGENE LIMITED — Share Issue/Capital Change 2022

Jan 31, 2022

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

IMUGENE LIMITED

Date of this announcement

Tuesday February 01, 2022

The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Options issued under employee incentive	1,500,000	01/02/2022
to be confirmed	scheme
New class - code	Unlisted Options issued under employee incentive	2,000,000	01/02/2022
to be confirmed	scheme

Refer to next page for full details of the announcement

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Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

99009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

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New announcement

1.5 Date of this announcement

1/2/2022

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Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

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ASX +security code +Security description
New class - code to be confirmed Unlisted Options issued under employee incentive scheme
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
1/2/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Nicholas Ede Nicholas Ede 1,500,000
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Refer to Notice of Annual General Meeting of the Company held on 24 November 2020:
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83
ff96335c2d45a094df02a206a39ff4
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Options Details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.40000000 1/2/2026 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description

IMU: ORDINARY FULLY PAID

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Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms Refer to Notice of Annual General Meeting of the Company held on 24 November 2020: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83 ff96335c2d45a094df02a206a39ff4 Any other information the entity wishes to provide about the +securities the subject of this notification

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N/A
Issue details
Number of +securities
1,500,000
ASX +security code +Security description
New class - code to be confirmed Unlisted Options issued under employee incentive scheme
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
1/2/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Refer to Notice of Annual General Meeting of the Company held on 24 November 2020:
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83
ff96335c2d45a094df02a206a39ff4
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Options Details

+Security currency

AUD - Australian Dollar

Exercise price Expiry date AUD 0.45000000 1/2/2025

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

IMU: ORDINARY FULLY PAID

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Refer to Notice of Annual General Meeting of the Company held on 24 November 2020: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02296893-3A553198?access_token=83 ff96335c2d45a094df02a206a39ff4

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

2,000,000

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Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
IMU : ORDINARY FULLY PAID	5,805,705,833
IMUOD : OPTION EXPIRING 31-AUG-2024	158,332,490
IMUOC : OPTION EXPIRING 30-NOV-2022	120,413,572
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
IMUAV : OPTION EXPIRING 01-DEC-2023 EX $0.09	10,000,000
IMUAN : OPTION EXPIRING 13-JUN-2022 EX $0.04	6,250,000
IMUAS : OPTION EXPIRING 18-NOV-2022 EX 4C	15,000,000
IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45	311,075
IMUAO : OPTION EXPIRING 08-NOV-2022 EX 4C	10,000,000
IMUAP : OPTION EXPIRING 08-NOV-2022 EX 4.2C	20,000,000
IMUAQ : OPTION EXPIRING 08-NOV-2022 EX 4.5C	30,000,000
IMUAT : OPTION EXPIRING 30-SEP-2023 EX $0.065	5,000,000
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19	45,000,000
IMUAW : OPTION EXPIRING 26-FEB-2024 EX $0.15	5,000,000
New class - code to be confirmed : Unlisted Options issued under employee incentive	1,500,000
scheme

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

2,000,000

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New class - code to be confirmed : Unlisted Options issued under employee incentive scheme

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

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