IMUGENE LIMITED — Share Issue/Capital Change 2022

Feb 3, 2022

Application for quotation of +securities

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Announcement Summary

Entity name

IMUGENE LIMITED

Announcement Type

New announcement

Date of this announcement

Friday February 04, 2022

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
IMU	ORDINARY FULLY PAID	5,115,627	04/02/2022
IMU	ORDINARY FULLY PAID	15,000,000	03/02/2022
IMU	ORDINARY FULLY PAID	3,916,666	02/02/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 99009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

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New announcement

1.5 Date of this announcement

4/2/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

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2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

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Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description IMUOC : OPTION EXPIRING 30-NOV-2022

TO (Existing Class)
ASX +security code and description
IMU : ORDINARY FULLY PAID
Please state the number of options	The first date the options were	The last date the options were
that were exercised or other	exercised or other +convertible	exercised or other +convertible
+convertible securities that were	securities were converted	securities were converted
converted	4/2/2022	4/2/2022
5,115,627
Is this all of the options or other +convertible securities on issue of that type		(ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Issue date

4/2/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted 5,115,627 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.05400000 Any other information the entity wishes to provide about the +securities to be quoted N/A

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description IMUAO : OPTION EXPIRING 08-NOV-2022 EX 4C

TO (Existing Class) ASX +security code and description IMU : ORDINARY FULLY PAID

Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 3/2/2022 3/2/2022 5,000,000

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

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An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes

Application for quotation of +securities

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Application for quotation of +securities

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Provide details of the KMP or +associates who are exercising options or converting convertible securities

				Number of options being exercised
				or other +convertible securities
	Name of KMP	Name of registered holder		being converted
	Jens Eckstein	Jens Eckstein		5,000,000
	Issue date
	3/2/2022
	Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
	+securities in that class?
	Yes
	Issue details
	Number of +securities to be quoted
	5,000,000
	Are the +securities being issued for a cash consideration?
	Yes
	In what currency is the cash consideration being paid?		What is the issue	price per +security?
	AUD - Australian Dollar		AUD 0.04000000
	Any other information the entity wishes to provide about the +securities to be quoted
	N/A
	Existing +securities converting into additional +securities in an existing class
	FROM (Existing Class)
	ASX +security code and description
	IMUAP : OPTION EXPIRING 08-NOV-2022 EX 4.2C

Application for quotation of +securities

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Application for quotation of +securities

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TO (Existing Class) ASX +security code and description

IMU : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted 10,000,000

The first date the options were The last date the options were exercised or other +convertible exercised or other +convertible securities were converted securities were converted 3/2/2022 3/2/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

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An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

Name of KMP Jens Eckstein

Name of registered holder

Jens Eckstein

Number of options being exercised or other +convertible securities being converted

10,000,000

Issue date

3/2/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted 10,000,000 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.04200000 Any other information the entity wishes to provide about the +securities to be quoted N/A Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description IMUAT : OPTION EXPIRING 30-SEP-2023 EX $0.065

TO (Existing Class) ASX +security code and description IMU : ORDINARY FULLY PAID

Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 2/2/2022 2/2/2022 5,000,000

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? Yes

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes

Application for quotation of +securities

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Application for quotation of +securities

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Provide details of the KMP or +associates who are exercising options or converting convertible securities

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Number of options being exercised
or other +convertible securities
Name of KMP Name of registered holder being converted
Rita Laeufle Rita Laeufle 5,000,000
Issue date
2/2/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Issue details
Number of +securities to be quoted
3,916,666
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Options exercised under the Cashless Exercise Facility
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.065000
Any other information the entity wishes to provide about the +securities to be quoted
N/A
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Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
IMU : ORDINARY FULLY PAID	5,829,738,126
IMUOD : OPTION EXPIRING 31-AUG-2024	158,332,490
IMUOC : OPTION EXPIRING 30-NOV-2022	115,297,945
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
IMUAV : OPTION EXPIRING 01-DEC-2023 EX $0.09	10,000,000
IMUAN : OPTION EXPIRING 13-JUN-2022 EX $0.04	6,250,000
IMUAS : OPTION EXPIRING 18-NOV-2022 EX 4C	15,000,000
IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45	311,075
IMUAO : OPTION EXPIRING 08-NOV-2022 EX 4C	5,000,000
IMUAP : OPTION EXPIRING 08-NOV-2022 EX 4.2C	10,000,000
IMUAQ : OPTION EXPIRING 08-NOV-2022 EX 4.5C	30,000,000
IMUAT : OPTION EXPIRING 30-SEP-2023 EX $0.065	0
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19	45,000,000
IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45	2,000,000
IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40	1,500,000

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Application for quotation of +securities

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Application for quotation of +securities

IMUAW : OPTION EXPIRING 26-FEB-2024 EX $0.15

5,000,000

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Application for quotation of +securities

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