IMUGENE LIMITED — Share Issue/Capital Change 2021

Sep 12, 2021

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Announcement Summary

Entity name

IMUGENE LIMITED

Announcement Type

New announcement

Date of this announcement

Monday September 13, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
IMU	ORDINARY FULLY PAID	26,081,084	13/09/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

1 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 99009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

==> picture [8 x 8] intentionally omitted <==

New announcement

1.5 Date of this announcement

13/9/2021

Application for quotation of +securities

2 / 10

Application for quotation of +securities

Part 2 - Type of Issue

==> picture [21 x 22] intentionally omitted <==

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

==> picture [8 x 8] intentionally omitted <==

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

3 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description IMUOB : OPTION EXPIRING 30-NOV-2021

TO (Existing Class)
ASX +security code and description
IMU : ORDINARY FULLY PAID
Please state the number of options	The first date the options were	The last date the options were
that were exercised or other	exercised or other +convertible	exercised or other +convertible
+convertible securities that were	securities were converted	securities were converted
converted	13/9/2021	13/9/2021
8,485,359
Is this all of the options or other +convertible securities on issue of that type		(ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Issue date

13/9/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

4 / 10

Application for quotation of +securities

Issue details

==> picture [21 x 22] intentionally omitted <==

Number of +securities to be quoted 8,485,359 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.04000000 Any other information the entity wishes to provide about the +securities to be quoted N/A Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description IMUOC : OPTION EXPIRING 30-NOV-2022 TO (Existing Class) ASX +security code and description IMU : ORDINARY FULLY PAID Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 13/9/2021 13/9/2021 2,595,725

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Application for quotation of +securities

5 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Issue date 13/9/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details Number of +securities to be quoted 2,595,725 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.05400000 Any other information the entity wishes to provide about the +securities to be quoted N/A Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description IMUAS : OPTION EXPIRING 18-NOV-2022 EX 4C TO (Existing Class) ASX +security code and description IMU : ORDINARY FULLY PAID Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 13/9/2021 13/9/2021 15,000,000 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

==> picture [9 x 4] intentionally omitted <==

Application for quotation of +securities

6 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

==> picture [9 x 4] intentionally omitted <==

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No

Issue date

13/9/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?

==> picture [9 x 8] intentionally omitted <==

Yes

Issue details

Number of +securities to be quoted

15,000,000

Are the +securities being issued for a cash consideration?

==> picture [9 x 9] intentionally omitted <==

Yes

In what currency is the cash consideration being paid? What is the issue price per +security?

AUD - Australian Dollar AUD 0.04000000

Any other information the entity wishes to provide about the +securities to be quoted

IMUAS options were issued on 6 December 2019 under ESOP as per announced: https://www.asx.com.au/asxpdf/20191 206/pdf/44ccpz9642z8x7.pdf

Application for quotation of +securities

7 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

==> picture [540 x 710] intentionally omitted <==

Application for quotation of +securities

8 / 10

Application for quotation of +securities

Part 4 - Issued capital following quotation

==> picture [21 x 22] intentionally omitted <==

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
IMU : ORDINARY FULLY PAID	5,458,102,241
IMUOD : OPTION EXPIRING 31-AUG-2024	158,332,490
IMUOC : OPTION EXPIRING 30-NOV-2022	164,018,488
IMUOB : OPTION EXPIRING 30-NOV-2021	136,602,856

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
IMUAV : OPTION EXPIRING 01-DEC-2023 EX $0.09	10,000,000
IMUAN : OPTION EXPIRING 13-JUN-2022 EX $0.04	25,000,000
IMUAS : OPTION EXPIRING 18-NOV-2022 EX 4C	15,000,000
IMUAO : OPTION EXPIRING 08-NOV-2022 EX 4C	10,000,000
IMUAP : OPTION EXPIRING 08-NOV-2022 EX 4.2C	20,000,000
IMUAQ : OPTION EXPIRING 08-NOV-2022 EX 4.5C	40,000,000
IMUAT : OPTION EXPIRING 30-SEP-2023 EX $0.065	5,000,000
IMUAU : OPTION EXPIRING 30-SEP-2023 EX $0.06	5,000,000
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19	45,000,000
IMUAW : OPTION EXPIRING 26-FEB-2024 EX $0.15	5,000,000

Application for quotation of +securities

9 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

==> picture [540 x 710] intentionally omitted <==

Application for quotation of +securities

10 / 10