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IMUGENE LIMITED Major Shareholding Notification 2013

Sep 19, 2013

65124_rns_2013-09-19_5c1cc22d-d201-43b8-9c1d-0f6c10d71f3c.pdf

Major Shareholding Notification

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603 GUIDE page 1/2 19[th ] September 2013

Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To:Company Name/Scheme
Imugene Limited
ACN/ARSN
99 009 179 551
1. Details of substantial holder (1)
Name
Mr Jason Peterson
ACN/ARSN (if applicable)
n/a
The holder became a substantial holder on
18
/
Aug
/
2013
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities(4)
Number of securities
Person’s votes(5)
Voting power(6)
Ordinaryfully paid(O.F.P.)
21,484,500
21,484,500
5.68%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder
are as follows:
Holder of relevant interest
Nature of relevant interest(7)
Class and number of
Jason & Lisa Peterson
Jason & Lisa Peterson
11,500,000
Celtic Capital P/L
Celtic Capital P/L
9,984,500
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holders of relevant
interest
Registered holder of
Securities
Person entitled to be
registered as a holder (8)
Class and
number
of
Jason & Lisa Peterson
Jason & Lisa Peterson
Jason & Lisa Peterson
11,500,000
Celtic Capital P/L
Celtic Capital P/L
Celtic Capital P/L
9,984,500
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four month s prior to the day that the substantial holder became
a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9)
Class and number of securities
Cash
Non-cash
Jason & Lisa Peterson
09/08/2013
$115,000.00
11,500,000
Celtic Capital P/L
Various
$49,977.41
9,984,500
Imugene Limited
99 009 179 551
Mr Jason Peterson
n/a
6. Associates
The reasons the person named in paragraph 3 above and associates of the substantial holder are as follows:

603 GUIDE page 2/2 19[th ] September 2013

Name and ACN/ARSN(if applicable) Nature of association
Jason & Lisa Peterson Trustee
Celtic Capital Pty Ltd Director

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Jason & Lisa Peterson C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831
Celtic Capital PtyLtd C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831

Signature

print name Mr Jason Peterson capacity Director sign here date 19 / Sept / 2013