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IMUGENE LIMITED — Major Shareholding Notification 2013
Sep 19, 2013
65124_rns_2013-09-19_5c1cc22d-d201-43b8-9c1d-0f6c10d71f3c.pdf
Major Shareholding Notification
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603 GUIDE page 1/2 19[th ] September 2013
| Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder |
|
| To:Company Name/Scheme Imugene Limited ACN/ARSN 99 009 179 551 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a The holder became a substantial holder on 18 / Aug / 2013 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities(4) Number of securities Person’s votes(5) Voting power(6) Ordinaryfully paid(O.F.P.) 21,484,500 21,484,500 5.68% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest(7) Class and number of Jason & Lisa Peterson Jason & Lisa Peterson 11,500,000 Celtic Capital P/L Celtic Capital P/L 9,984,500 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holders of relevant interest Registered holder of Securities Person entitled to be registered as a holder (8) Class and number of Jason & Lisa Peterson Jason & Lisa Peterson Jason & Lisa Peterson 11,500,000 Celtic Capital P/L Celtic Capital P/L Celtic Capital P/L 9,984,500 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four month s prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities Cash Non-cash Jason & Lisa Peterson 09/08/2013 $115,000.00 11,500,000 Celtic Capital P/L Various $49,977.41 9,984,500 |
Imugene Limited |
| 99 009 179 551 | |
| Mr Jason Peterson | |
| n/a | |
| 6. Associates The reasons the person named in paragraph 3 above and associates of the substantial holder are as follows: |
603 GUIDE page 2/2 19[th ] September 2013
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| Jason & Lisa Peterson | Trustee |
| Celtic Capital Pty Ltd | Director |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Jason & Lisa Peterson | C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831 |
| Celtic Capital PtyLtd | C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831 |
Signature
print name Mr Jason Peterson capacity Director sign here date 19 / Sept / 2013
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