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IMUGENE LIMITED — Major Shareholding Notification 2013
Dec 23, 2013
65124_rns_2013-12-23_18ac448c-4b13-4c09-bd74-a224cada1806.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme IMUGENE LIMITED ACN/ARSN 009 179 551 1. Details of substantial holder (1) Name Paul Hopper ACN/ARSN (if applicable) The holder became a substantial holder on 20/12 /13
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Fully Paid Shares (OFP)(escrowed until 20 December2014) | 68,296,875 | 68,296,875 | 7.22% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Paul Hopper | Indirect | 68,296,875 OFP |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and numberof securities |
|---|---|---|---|
| Paul Hopper | KilinwataInvestmentsPtyLtd | KilinwataInvestmentsPtyLtd | 26,953,125,OFP |
| Paul Hopper | Ms Deborah Anne Coleman | Ms Deborah Anne Coleman | 13,781,250 OFP |
| Paul Hopper | Moreglade Pty Ltd | Moreglade Pty Ltd | 27,562,500 OFP |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number ofsecurities |
|---|---|---|---|---|
| Cash | Non-Cash | |||
| Paul Hopper | 20/12/13 | Acquisition of Biolife Science QLDLimited | 68,296,875 OFP |
ASIC 603 PH 24 Dec 13.docx
| Name and ACN/ARSN(if applinHe) | Natwe of assochtbn |
|---|---|
| ParlHopper | Indirect rdwad irierest ln shares held by: |
| Kllinwab InvesfrnenbPty Ltd | |
| Ms Deborah Anne Coleman | |
| liloreqlade PtY Ltd |
| Narne | Address |
|---|---|
| 140 S.BURLINGAMEAVENUE , LOS ANGELESCA 90049 , UNITED | |
| Paul Hopper | STATES |