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IMUGENE LIMITED — Major Shareholding Notification 2008
Jun 11, 2008
65124_rns_2008-06-11_a391ec7f-f682-47c3-8e8e-8f38e9dc386f.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To: | IMUGENE LIMITED | |||
|---|---|---|---|---|
| ACN | 009 179 551 | |||
| 1. Details of substantial holder (1) | ||||
| Name | D M WAINFORD | |||
| n/a |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holde follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 8,000,000 | 8.000.000 | 5.56% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| WAINFORD HOLDINGS LIMITED |
Controlled body corporate within the meaning of Section 608 (3) of the Corporations Act |
6,687,479 Ordinary Shares |
| D M WAINFORD | Holder | 1,122,521 Ordinary Shares |
| R WAINFORD | Spouse | 190,000 Ordinary Shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| D M WAINFORD | WB NOMINEES LTD | D M WAINFORD | 1.122.521 Ordinary Shares |
| R WAINFORD | WB NOMINEES LTD | R WAINFORD | 190,000 Ordinary Shares |
| WAINFORD HOLDINGS LIMITED |
WB NOMINEES LTD | WAINFORD HOLDINGS LIMITED | 5,687,479 Ordinary Shares |
| WAINFORD HOLDINGS LIMITED |
WAINFORD HOLDINGS LTD |
WAINFORD HOLDINGS LIMITED | 1,000,000 Ordinary Shares |
5. Consideration ( POUNDS STERLING )
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities | ||
|---|---|---|---|---|---|
| Cash | Non-cash | ||||
| WAINFORD HOLDINGS LIMITED | 29/02/2008 | 46,868 | N/A | 976,420 Ordinary Shares | |
| WAINFORD HOLDINGS LIMITED | 7/03/2008 | 31,154 | N/A | 662,847 Ordinary Shares | |
| WAINFORD HOLDINGS LIMITED | 10/03/2008 | 16,954 | $N/\Lambda$ | 360.773 Ordinary Shares | |
| WAINFORD HOLDINGS LIMITED | 16/05/2008 | 5.253 | $N/\Lambda$ | 126,584 Ordinary Shares | |
| WAINFORD HOLDINGS LIMITED | 19/05/2008 | 5.253 | N/A | 126,584 Ordinary Shares | |
| WAINFORD HOLDINGS LIMITED | 27/05/2008 | 17,479 | N/A | 388,416 Ordinary Shares | |
| WAINFORD HOLDINGS LIMITED | 30/05/2008 | 18,675 | N/A | 415,000 Ordinary Shares | |
| WAINFORD HOLDINGS LIMITED | 03/06/2008 | 46,636 | N/A | 1.047.995 Ordinary Shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| WAINFORD HOLDINGS LIMITED | Related body corporate of D M Wainford under Part 1.2 of the Corporations Act. |
| R WAINFORD | Spouse |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| D M WAINFORD | HEATHFIELD PARK, HEATHFIELD, EAST SUSSEX UK TN21 8RL |
| I R WAINFORD | HEATHFIELD PARK, HEATHFIELD, EAST SUSSEX UK TN21 8RL |
| WAINFORD HOLDINGS LIMITED | HEATHFIELD PARK, HEATHFIELD, EAST SUSSEX UK TN21 8RL |
Signature
| print name | N.J. JACOBS | capacity | Associate Wakes Crips Stockheles | |
|---|---|---|---|---|
| sign here Nicholm T Taushs. | date | $11\sqrt{Juwe}/2008$ . |