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IMUGENE LIMITED — Major Shareholding Notification 2008
Oct 12, 2008
65124_rns_2008-10-12_aa16b2c3-b976-4212-9457-d066e9b421dc.pdf
Major Shareholding Notification
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Corporations Act 2001
Section 6718
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To Company Name/Scheme IMUGENE LIMITED
ACN/ARSN 009179551
Name DMWAINFORD
ACN/ARSN (if applicable) N/A
There was a change in the interests of the
substantial holder on 25/09/2008
The previous notice was given to the company on 11/06/2008
The previous notice was dated 11/06/2008
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The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Class of securities (4) Previous notice Present notice
Person's Person's
votes Voting power (5) votes Voting power (5)
Ordinary Shares 8,000,000 5.56% 12,655,207 8.81%
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Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 25/09/2008 | D M Wainford | Purchase | $232,760 | 4,655,207 ordinary shares |
4,655,207 |
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Holder of Registered holder of Person entitled to Nature of relevant Class and Person's
relevant interest securities be registered as interest (6) number of votes
holder (8) securities
MERRILL LYNCH
MERRILL LYNCH DIRECT
WAINFORDDM (AUSTRALIA)NOMINEES PTY LTD (AUSTRALIA)NOMINEES PTY SHARESHOLDING OF 4,655,207Ordinary Shares 4,655,207
LTD
DIRECT
DM 1,122,521
WB NOMINEES LTD DMWAINFORD HOLDING OF 1,122,521
WAINFORD SHARES Ordinary Shares
INDIRECT
190,000
RWAINFORD WB NOMINEES LTD RWAINFORD HOLDING OF 190,000
SHARES Ordinary Shares
WAINFORD WAINFORD
RELATED 5,687,479
HOLDINGS WB NOMINEES LTO HOLDINGS 5,687,479
ENTITY Ordinary Shares
LIMITED LIMITED
WAINFORD WAINFORD
WAIN FORD RELATED 1,000,000
HOLDINGS HOLDINGS 1,000,000
LIMITED HOLDINGS LIMITED LIMITED ENTITY Ordinary Shares
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The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) N/A
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DMWAINFORD | HEATHFIELD PARK, HEATHFIELD, EAST SUSSEX UK TN21 8RL |
| RWAINFORD | HEATHFIELD PARK, HEATHFIELD, EAST SUSSEX UK TN21 8RL |
| WAINFORD HOLDINGS LIMITED | HEATHFIELD PARK, HEATHFIELD, EAST SUSSEX UK TN21 8RL |
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group, if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 ofthe form.
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(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 67IB(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement must accompany this form, together with a written stament certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(8) If the substantial holder is unable to determine the identity of the person (eg. relevant interest arises because of an option) write "unknown". (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.