IMUGENE LIMITED — Interim / Quarterly Report 2012

Oct 30, 2012

Appendix
4C Quarterly
report
for
entities admitted
on
the
basis
of
commitments

**Appendix

4C**

Rule
4.7B

**Quarterly

report for
entities
admitted on
the
basis
of
commitments**

Introduced
31/3/2000.
Amended
30/9/2001

Introduced 31/3/2000. Amended 30/9/2001
Name of entity
IMUGENE LIMITED
ABN 99 009 179 551	Quarter ended (“current quarter”)
99 009 179 551	30 September 2012

**Consolidated

statement
of
cash
flows**

	Cash flows related to operating activities 1.1 Receipts from customers 1.2 Payments for (a) staff costs (b) contractors & professional fees (c) other working capital (d) sales & marketing costs (e) travel costs 1.3 Dividends received 1.4 Interest and other items of a similar nature received 1.5 Interest and other costs of finance paid 1.6 Taxes (paid)/rebate 1.7 Other (R&D grant)) Net operating cash flows	Current quarter $A’000	Year to date (3 months) $A’000
		- (65) (258) (163) - (42) - 5 - - 268	- (65) (258) (163) - (42) - 5 - - 268
		(255)	(255)

• See
  chapter
  19
  for
  defined
  terms.

30/9/2001

Appendix
4C
Page
1

Appendix 4C Quarterly report for entities admitted on the basis of commitments

	Current quarter $A’000	Year to date (12 months) $A’000
1.8 Net operating cash flows (carried forward)	(255)	(255)
Cash flows related to investing activities 1.9 Payment for acquisition of: (a) businesses (item 5) (b) equity investments (c) intellectual property (d) physical non-current assets (e) other non-current assets 1.10 Proceeds from disposal of: (a) businesses (item 5) (b) equity investments (c) intellectual property (d) physical non-current assets (e) other non-current assets 1.11 Loans to other entities 1.12 Loans repaid by other entities 1.13 Other (provide details if material) Net investing cash flows 1.14 Total operating and investing cash flows	- - - - - - - - - - (72) - -	- - - - - - - - - - (72) - -
	(72)	(72)
	(327)	(327)
Cash flows related to financing activities 1.15 Proceeds from issues of shares, options, etc. 1.16 Proceeds from sale of forfeited shares 1.17 Proceeds from borrowings 1.18 Repayment of borrowings 1.19 Dividends paid 1.20 Other (share issue costs) Net financing cash flows	955 - - - - -	955 - - - - -
	955	955
Net increase (decrease) in cash held 1.21 Cash at beginning of quarter/year to date 1.22 Exchange rate adjustments to item 1.20 1.23 Cash at end of quarter	628 1017	628 1017
	1645	1645

• See chapter 19 for defined terms.

Appendix 4C Page 2

30/9/2001

Appendix
4C Quarterly
report
for
entities admitted
on
the
basis
of
commitments

**Payments

to
directors
of
the
entity
and
associates
of
the
directors Payments
to
related
entities
of
the
entity
and
associates
of
the
related
entities**

1.24 1.25	Aggregate amount of payments to the parties included in item 1.2 Aggregate amount of loans to the parties included in item 1.11	Current quarter $A'000
		81
		-
1.26	Explanation necessary for an understanding of the transactions
	Payments to Non-Executive Directors and consulting fees paid to a Director. The breakdown of the amount is as follows: Amount $000 Non-Executive Directors Fees 14 Consulting fees paid to Directors: 1 15

**Non-­‐cash

financing
and
investing
activities**

2.1 Details
of
financing
and
investing
transactions
which
have
had
a
material
effect
on
consolidated
assets
and liabilities
but
did
not
involve
cash
flows

N/A

2.2 Details
of
outlays
made
by
other
entities
to
establish
or
increase
their
share
in
businesses
in
which
the reporting
entity
has
an
interest N/A

**Financing

facilities
available**

Add
notes
as
necessary
for
an
understanding
of
the
position.
(See
AASB
1026
paragraph
12.2).

	Add notes as necessary for an understanding of the position. (See	AASB 1026paragraph 12.2).
	3.1 Loan facilities 3.2 Credit standby arrangements	Amount available $A’000	Amount used $A’000
		-	-
		-	-

• See
  chapter
  19
  for
  defined
  terms.

30/9/2001

Appendix
4C
Page
3

Appendix 4C Quarterly report for entities admitted on the basis of commitments

**Reconciliation

of
cash**

Reconciliation of cash
Reconciliation of cash at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts is as follows.	Current quarter $A’000	Previous quarter $A’000
4.1 Cash on hand and at bank 4.2 Deposits at call 4.3 Bank overdraft 4.4 Other (provide details)	1645	1017
	-	-
	-	-
	-	-
Total: cash at end of quarter(item 1.22)	1645	1017

**Acquisitions

and
disposals
of
business
entities**

5.1 Name of entity 5.2 Place of incorporation or registration 5.3 Consideration for acquisition or disposal 5.4 Total net assets 5.5 Nature of business	Acquisitions Non-Cash	Disposals (Item 1.10(a))
	N/A

**Compliance

statement**

• 1 This
  statement
  has
  been
  prepared
  under
  accounting
  policieswhich
  comply
  with
  accounting standards
  as
  defined
  in
  the
  Corporations
  Act
  (except
  to
  the
  extent
  that
  information
  is
  not required
  because
  of
  note
  2)
  or
  other
  standards
  acceptable
  to
  ASX.

• 2 This
  statement
  does
  give
  a
  true
  and
  fair
  view
  of
  the
  matters
  disclosed.

Sign
here: Date :
31
October
2012 Print
name: JUSTYN
STEDWELL,
Company
Secretary

1. The
   quarterly
   report
   provides
   a
   basis
   for
   informing
   the
   market
   how
   the
   entity’s
   activities have
   been
   financed
   for
   the
   past
   quarter
   and
   the
   effect
   on
   its
   cash
   position.

2. The
   definitions
   in,
   and
   provisions
   of, AASB
   1026:
   Statement
   of
   Cash
   Flows apply
   to
   this report
   except
   for
   the
   paragraphs
   of
   the
   Standard
   set
   out
   below.

3. See chapter 19 for defined terms.

Appendix 4C Page 4

30/9/2001

Appendix
4C Quarterly
report
for
entities admitted
on
the
basis
of
commitments

• 6.2 -­‐
  reconciliation
  of
  cash
  flows
  arising
  from
  operating
  activities
  to operating
  profit
  or
  loss

• • 9.2 -­‐
  itemised
  disclosure
  relating
  to
  acquisitions

• • 9.4 -­‐
  itemised
  disclosure
  relating
  to
  disposals

• • 12.1(a)
  -­‐
  policy
  for
  classification
  of
  cash
  items

• • 12.3 -­‐
  disclosure
  of
  restrictions
  on
  use
  of
  cash

• • 13.1 -­‐
  comparative
  information

• See
  chapter
  19
  for
  defined
  terms.

30/9/2001

Appendix
4C
Page
5