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IMUGENE LIMITED Director's Dealing 2025

Feb 20, 2025

65124_rns_2025-02-20_11b0e215-61aa-4950-a014-38152cf3ed9e.pdf

Director's Dealing

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Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Kim Drapkin
Date of last notice 08 July 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change 14 February 2025
No. of securities held prior to change (1) 369,048 - ORDINARY FULLY PAID SHARES
(2) 119,048 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 750,000 - Restricted Stock Units (RSUs)
Class (1) ORDINARY FULLY PAID SHARES
(2) OPTIONS @ $0.118 EXP 31/08/2026
(3) Restricted Stock Units (RSUs)
Number acquired (3) 2,000,000 Restricted Stock Units (RSUs)
Number disposed NIL
Value/Consideration (4) - Restricted Stock Units (RSUs) issued for NIL
consideration
No. of securities held after change (1) 369,048 - ORDINARY FULLY PAID SHARES
(2) 119,048 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 2,750,000 - Restricted Stock Units (RSUs)
Nature of change Issue of Restricted Stock Units under the ESOP as
approved by shareholders at the AGM held on 30
November 2023.

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be + See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
No
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Jakob Dupont
Date of last notice 8 July 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change 14 February 2025
No. of securities held prior to change (1) 339,286 - ORDINARY FULLY PAID SHARES
(2) 89,286 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 2,100,000 - Employee Share Option Plan -
Options
(4) 750,000 - Restricted Stock Units (RSUs)
Class (1) ORDINARY FULLY PAID SHARES
(2) OPTIONS @ $0.118 EXP 31/08/2026
(3) Employee Share Option Plan - Options
(4) Restricted Stock Units (RSUs)
Number acquired (4) 2,000,000 Restricted Stock Units (RSUs)
Number disposed NIL
Value/Consideration (4) - Restricted Stock Units (RSUs) issued for NIL
consideration
No. of securities held after change (1) 339,286 - ORDINARY FULLY PAID SHARES
(2) 89,286 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 2,100,000 - Employee Share Option Plan -
Options
(4) 2,750,000 - Restricted Stock Units (RSUs)
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

Nature of change

Issue of Restricted Stock Units under the ESOP as approved by shareholders at the AGM held on 30 November 2023.

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
No
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Paul Hopper
Date of last notice 30 September 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Director's related parties
Date of change 14 February 2025
No. of securities held prior to change (1) Direct Shares - 4,275,736 ORDINARY FULLY
PAID SHARES
(2) Indirect Shares - 404,796,170 ORDINARY
FULLY PAID SHARES
(3) 2,900,000 - ESOP OPTIONS
(4) 2,916,666 - LISTED OPTIONS @ $0.118,
expiring 31 August 2026
(5) 2,926,125 - Performance Rights Award
Class (2) Indirect Shares
(5) Performance Rights
Number acquired (2) 894,094
(5) 3,576,375
Number disposed N/A
Value/Consideration Nil consideration
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change (1) Direct Shares - 4,275,736 ORDINARY FULLY
PAID SHARES
(2) Indirect Shares - 405,690,264 ORDINARY
FULLY PAID SHARES
(3) 2,900,000 - ESOP OPTIONS
(4) 2,916,666 - LISTED OPTIONS @ $0.118,
expiring 31 August 2026
(5) 5,608,406 - Performance Rights Award
Nature of change (2) Exercise of Performance Rights granted under
the ESOP
(5) Performance Rights issued under the ESOP and
as approved by shareholders at the Company's
AGM held on 14 November 2024.

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
No
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Leslie (Mi Ok) Chong
Date of last notice 08 July 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
Ms Chong is a trustee for the Chong Super Fund TC
Pty Ltd.
Date of change 14 February 2025
No. of securities held prior to change (1) 20,300,000 - Employee Share Options Plan
(2) 84,210,416 - Direct ORDINARY FULLY PAID
SHARES
(3) 1,500,000 - Indirect ORDINARY FULLY PAID
SHARES
(4) 2,916,666 - OPTIONS @ $0.118 EXP
31/08/2026
(5) 17,381,250 - Performance Rights Award
Class (2) Direct ORDINARY FULLY PAID SHARE
(5) Performance Rights Award
Number acquired (2) 4,828,125
(5) 19,312,500
Number disposed N/A
Value/Consideration Nil Consideration
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change (1) 20,300,000 - Employee Share Options Plan
(2) 89,038,541 - Direct ORDINARY FULLY PAID
SHARES
(3) 1,500,000 - Indirect ORDINARY FULLY PAID
SHARES
(4) 2,916,666 - OPTIONS @ $0.118 EXP
31/08/2026
(5) 31,865,625 - Performance Rights Award
Nature of change (2) Exercise of Performance Rights granted under
the ESOP
(5) Performance Rights issued under the ESOP and
as approved by shareholders at the Company's
AGM held on 14 November 2024.

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
NO
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Lesley Russell
Date of last notice 8 July 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change 14 February 2025
No. of securities held prior to change (1) 600,000 - Employee Share Option Plan - Options
(2) 20,488,095 - ORDINARY FULLY PAID SHARES
(3) 238,095 - OPTIONS @ $0.118 EXP 31/08/2026
(4) 750,000 - Restricted Stock Units (RSUs)
Class (4) Restricted Stock Units (RSUs)
Number acquired (4) 2,000,000 Restricted Stock Units (RSUs)
Number disposed NIL
Value/Consideration (4) - Restricted Stock Units (RSUs) issued for NIL
consideration
No. of securities held after change (1) 600,000 - Employee Share Option Plan - Options
(2) 20,488,095 - ORDINARY FULLY PAID SHARES
(3) 238,095 - OPTIONS @ $0.118 EXP 31/08/2026
(4) 2,750,000 - Restricted Stock Units (RSUs)
Nature of change Issue of Restricted Stock Units under the ESOP as
approved by shareholders at the AGM held on 30
November 2023.

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be + See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
No
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2