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IMUGENE LIMITED Director's Dealing 2024

Jul 7, 2024

65124_rns_2024-07-07_a9c7042e-ec64-4650-ac4d-0188ca28d4c1.pdf

Director's Dealing

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Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Jakob Dupont
Date of last notice 19 January 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change 01 July 2024
No. of securities held prior to change (1) 89,286 - ORDINARY FULLY PAID SHARES
(2) 89,286 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 2,100,000 - Employee Share Option Plan -
Options
(4) 1,000,000 - Restricted Stock Units (RSUs)
Class (1) ORDINARY FULLY PAID SHARES
(4) Restricted Stock Units (RSUs)
Number acquired (1) 250,000 - ORDINARY FULLY PAID SHARE
Number disposed 250,000 - Restricted Stock Units (RSUs)
Value/Consideration NIL consideration
No. of securities held after change (1) 339,286 - ORDINARY FULLY PAID SHARES
(2) 89,286 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 2,100,000 - Employee Share Option Plan -
Options
(4) 750,000 - Restricted Stock Units (RSUs)
Nature of change Issue of Ordinary Fully Paid shares on vesting of
RSUs granted under the ESOP
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
NO
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Kim Drapkin
Date of last notice 19 January 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change 01 July 2024
No. of securities held prior to change (1) 119,048 - ORDINARY FULLY PAID SHARES
(2) 119,048 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 1,000,000 - Restricted Stock Units (RSUs)
Class (1) ORDINARY FULLY PAID SHARES
(3) Restricted Stock Units (RSUs)
Number acquired (1) 250,000 - ORDINARY FULLY PAID SHARES
Number disposed (3) 250,000 - Restricted Stock Units (RSUs)
Value/Consideration NIL consideration
No. of securities held after change (1) 369,048 - ORDINARY FULLY PAID SHARES
(2) 119,048 - OPTIONS @ $0.118 EXP 31/08/2026
(3) 750,000 - Restricted Stock Units (RSUs)
Nature of change Issue of Ordinary Fully Paid shares on vesting of
RSUs granted under the ESOP

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
NO
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Lesley Russell
Date of last notice 19 January 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change 01 July 2024
No. of securities held prior to change (1) 600,000 - Employee Share Option Plan - Options
(2) 20,238,095 - ORDINARY FULLY PAID SHARES
(3) 238,095 - OPTIONS @ $0.118 EXP 31/08/202
(4) 1,000,000 - Restricted Stock Units (RSUs)
Class (2) ORDINARY FULLY PAID SHARES
(4) Restricted Stock Units (RSUs)
Number acquired (2) 250,000 - ORDINARY FULLY PAID SHARES
Number disposed (4) 250,000 - Restricted Stock Units (RSUs)
Value/Consideration NIL consideration
No. of securities held after change (1) 600,000 - Employee Share Option Plan - Options
(2) 20,488,095 - ORDINARY FULLY PAID SHARES
(3) 238,095 - OPTIONS @ $0.118 EXP 31/08/2026
(4) 750,000 - Restricted Stock Units (RSUs)
Nature of change Issue of Ordinary Fully Paid shares on vesting of
RSUs granted under the ESOP

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be + See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
NO
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Jens Eckstein
Date of last notice 19 January 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change 01 July 2024
No. of securities held prior to change (1) 600,000 - Employee Share Option Plan - Options
(2) 20,738,095 - ORDINARY FULLY PAID SHARES
(3) 238,095 - OPTIONS @ $0.118 EXP 31/08/202
(4) 1,000,000 - Restricted Stock Units (RSUs)
Class (2) ORDINARY FULLY PAID SHARES
(4) Restricted Stock Units (RSUs)
Number acquired 250,000 - ORDINARY FULLY PAID SHARES
Number disposed 250,000 - Restricted Stock Units (RSUs)
Value/Consideration NIL
No. of securities held after change (1) 600,000 - Employee Share Option Plan - Options
(2) 20,988,095 - ORDINARY FULLY PAID SHARES
(3) 238,095 - OPTIONS @ $0.118 EXP 31/08/202
(4) 750,000 - Restricted Stock Units (RSUs)
Nature of change Issue of Ordinary Fully Paid Shares on vesting of
RSUs granted under the ESOP.

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be + See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
NO
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Leslie(Mi Ok)Chong
Date of last notice 19 January 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct and Indirect
Nature of indirect interest
(including registered holder)
Ms Chong is a trustee for the Chong Super Fund TC
Pty Ltd.
Date of change 01 July 2024
No. of securities held prior to change (1) 20,300,000 - Employee Share Options Plan
(2) 79,916,666 - ORDINARY FULLY PAID SHARES
(3) 2,916,666 - OPTIONS @ $0.118 EXP
31/08/2026
(4) 23,175,000 - Performance Rights Award
Class ORDINARY FULLY PAID SHARES
Number acquired 5,793,750 Ordinary Fully Paid Shares
Number disposed 5,793,750 Performance Rights Award
Value/Consideration NIL Consideration
No. of securities held after change (1) 20,300,000 - Employee Share Options Plan
(2) 84,210,416 - Direct ORDINARY FULLY PAID
SHARES
(3) 1,500,000 - Indirect ORDINARY FULLY PAID
SHARES
(4) 2,916,666 - OPTIONS @ $0.118 EXP
31/08/2026
(5) 17,381,250 - Performance Rights Award
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

Nature of change

(2) Exercise of Performance Rights granted under the ESOP

(3) Transfer from direct to indirect holding

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
NO
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director Paul Hopper
Date of last notice 23 April 2024

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest Direct and Indirect
Nature of indirect interest
(including registered holder)
Directors Related Parties
Date of change 1 July 2024
No. of securities held prior to change (1) Direct Shares - 4,275,736 ORDINARY FULLY
PAID SHARES (1,381,422 Shares - Subject to
voluntary escrow 12m after issue date)
(2) Indirect Shares - 403,820,795 ORDINARY
FULLY PAID SHARES (110,790,024 Shares -
Subject to voluntary escrow 12m after issue date)
(3) 2,900,000 - ESOP OPTIONS
(4) 2,916,666 - LISTED OPTIONS @ $0.118,
expiring 31 August 2026
(5) 3,901,500 - PERFORMANCE RIGHTS AWARD
Class (2) Indirect Shares
Number acquired 975,375 - ORDINARY FULLY PAID SHARES
Number disposed 975,375 - PERFORMANCE RIGHTS AWARD
Value/Consideration NIL Consideration
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director's Interest Notice

Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change (1) Direct Shares - 4,275,736 ORDINARY FULLY
PAID SHARES (1,381,422 Shares - Subject to
voluntary escrow 12m after issue date)
(2) Indirect Shares - 404,796,170 ORDINARY
FULLY PAID SHARES (110,790,024 Shares -
Subject to voluntary escrow 12m after issue date)
(3) 2,900,000 - ESOP OPTIONS
(4) 2,916,666 - LISTED OPTIONS @ $0.118,
expiring 31 August 2026
(5) 2,926,125 - PERFORMANCE RIGHTS AWARD
Nature of change Exercise of Performance Rights granted under the
ESOP

Part 2 - Change of director's relevant interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities
to which interest related
prior to change
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Interest after change N/A

Part 3 -[+] Closed period

Part 3 -+Closed period
Were the interests in the securities or
contracts detailed above traded during a
+closed period where prior written clearance
was required?
NO
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
  • See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2