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IMUGENE LIMITED Director's Dealing 2024

Sep 29, 2024

65124_rns_2024-09-29_60c1fc25-9612-4b7b-becc-6429b8e5c0c3.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

ntroduced 30/09/01 Amended 01/01/11
Name of entity Imugene Limited
ABN 99 009 179 551

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Paul Hopper
Date of last notice 8 July 2024

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct and indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Director’s related parties
Date of change N/A
No. of securities held prior to change (1) Direct Shares - 4,275,736 ORDINARY
FULLY PAID SHARES (1,381,422 Shares -
Subject to voluntary escrow 12m after
issue date)
(2) Indirect Shares - 404,796,170
ORDINARY FULLY PAID SHARES
(110,790,024 Shares -
Subject to voluntary escrow 12m after
issue date)
(3) 2,900,000 - ESOP OPTIONS
(4) 2,916,666 - LISTED OPTIONS @
$0.118, expiring 31 August 2026
(5) 2,926,125 - PERFORMANCE RIGHTS
Class N/A
Number acquired N/A
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
N/A
No. of securities held after change (1) Direct Shares - 4,275,736 ORDINARY
FULLY PAID SHARES (1,381,422 Shares -
Subject to voluntary escrow 12m after
issue date)
(2) Indirect Shares - 404,796,170
ORDINARY FULLY PAID SHARES
(110,790,024 Shares -
Subject to voluntary escrow 12m after
issue date)
(3) 2,900,000 - ESOP OPTIONS
(4) 2,916,666 - LISTED OPTIONS @
$0.118, expiring 31 August 2026
(5) 2,926,125 - PERFORMANCE RIGHTS
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue
of securities under dividend reinvestment plan, participation in buy-
back
(see change of director’s relevant interests
in contracts below)

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Pursuant to an ASX announcement dated 23
December 2020, Executive Chairman, Paul Hopper,
advises that the Funding Arrangement referred to
therein, has been varied by an additional 80.2 million
shares for a term of thirty six months.
Nature of interest The varied Funding Arrangement includes a loan
facility referencing 80.2 million Imugene Limited
shares.
Name of registered holder
(if issued securities)
Moreglade Pty Ltd
Date of change 25 September 2024
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
N/A
Interest acquired N/A
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest disposed N/A
Value/Consideration
Note: If consideration is non-cash, provide details and
an estimated valuation
N/A
Interest after change N/A

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
N/A
If prior written clearance was provided, on what date was
this provided?
N/A
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3