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IMUGENE LIMITED — Director's Dealing 2023
Oct 3, 2023
65124_rns_2023-10-03_240b8d85-ba58-4a5b-8f8d-1c63a7bcf550.pdf
Director's Dealing
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Appendix 3Y Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX becomes ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Imugene Limited |
|---|---|
| ABN | 99 009 179 551 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of director | Kim Drapkin |
|---|---|
| Date of last notice | 23 JUNE 2023 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest(including registered holder) | N/A |
| Date of change | (1) 03 October 2023(2) 03 October 2023 |
| No. of securities held prior to change | NIL - ORDINARY FULLY PAID SHARES |
| Class | (1) ORDINARY FULLY PAID SHARES(2) LISTED OPTIONS |
| Number acquired | (1) 199,048 - ORDINARY FULLY PAID SHARES(2) 199,048 - LISTED OPTIONS |
| Number disposed | NIL |
| Value/Consideration | (1) $0.084 - ORDINARY FULLY PAID SHARES(2) NIL - LISTED OPTIONS @ $0.118, expiring 31August 2026 |
| No. of securities held after change | (1) 199,048 - ORDINARY FULLY PAID SHARES(2) 199,048 - LISTED OPTIONS |
| Nature of change | Participation in Placement announced 18 August2023 and as approved by shareholders at the EGMheld on 28 September 2023. |
Part 2 - Change of director's relevant interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director's Interest Notice
| Detail of contractN/ANature of interestN/AName of registered holder(if issued securities)N/ADate of changeN/A | Detail of contractN/ANature of interestN/AName of registered holder(if issued securities)N/ADate of changeN/A |
|---|---|
| No. and class of securitiesto which interest relatedprior to change | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration | N/A |
| Interest after change | N/A |
Part 3 -[+] Closed period
| Part 3 -+Closed period | |
|---|---|
| Were the interests in the securities orcontracts detailed above traded during a+closed period where prior written clearancewas required? | No |
| If so, was prior written clearance provided toallow the trade to proceed during this period? | N/A |
| If prior written clearance was provided, onwhat date was this provided? | N/A |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2