IMUGENE LIMITED — Director's Dealing 2020

Dec 7, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

ntroduced 30/9/2001. Ame	nded 01/01/11
	Imugene Limited (ASX: IMU)
Name of Entity:
	009 179 551
ACN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Charles Walker
Date of Last Notice:	12 August 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

irector” should be disclosed in this part.
Direct or Indirect Interest		a), b) & d) Direct c) Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		a) to d) 1 December 2020
No. of securities held prior to change				Options 448,456 25,049,500 25,497,956
			Shares	Options
		Direct	20,500,000	448,456
		Indirect	3,440,710	25,049,500
		Total	23,940,710	25,497,956
Class		a) to c) Ordinary Shares and Listed Options (Exercise of Options) d) Ordinary Shares
Number acquired					Options - - -
			Shares		Options
		Direct	a) 325,000 b) 123,456		-
		Indirect	c) 49,500		-
		Total	497,956		-

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Number disposed				Options a) 325,000 b) 123,456 c) 49,500 497,956
			Shares	Options
		Direct	d) 7,500,000	a) 325,000 b) 123,456
		Indirect	-	c) 49,500
		Total	7,500,000	497,956
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) & c) $0.026 per Share (IMUOA) b) $0.040 per Share (IMUOB) d) $0.127 per Share
No. of securities held after change				Options - 25,000,000 25,000,000
			Shares	Options
		Direct	13,448,456	-
		Indirect	3,490,210	25,000,000
		Total	16,938,666	25,000,000
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		a) to c) Exercise of Options d) On-Market Trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required?

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

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The CFO Solution

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3