IMUGENE LIMITED — Director's Dealing 2020

Dec 22, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Imugene Limited (ASX:IMU)
Name of Entity:
	009 179 551
ACN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Leslie Chong
Date of Last Notice:	5 August 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

director” should be disclosed in this part.
Direct or Indirect Interest		Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change		22 December 2020
No. of securities held prior to change				Options 50,098,765 - 50,098,765
			Shares	Options
		Direct	31,387,124	50,098,765
		Indirect	-	-
		Total	31,387,124	50,098,765
Class		Fully Paid Ordinary Shares (IMU) and Listed Options (IMUOB)
Number acquired				Options - - -
			Shares	Options
		Direct	98,765	-
		Indirect	-	-
		Total	98,765	-

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Number disposed				Options 98,765 - 98,765
			Shares	Options
		Direct	-	98,765
		Indirect	-	-
		**Total **	-	98,765
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.04 per	share
No. of securities held after change				Options 50,000,000 - 50,000,000
			Shares	Options
		Direct	31,485,889	50,000,000
		Indirect	-	-
		**Total **	31,485,889	50,000,000
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		Exercise of Listed Options.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – Closed period

Part 3 – Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

If prior written clearance was N/A provided, on what date was this provided?

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The CFO Solution

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3