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IMUGENE LIMITED — Director's Dealing 2018
Jul 11, 2018
65124_rns_2018-07-11_92027314-e186-4b96-9536-1f6555e8536b.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
| Name of Entity: | Imugene Limited (ASX:IMU) |
|---|---|
| ACN: | 009 179 551 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Paul Hopper |
|---|---|
| Date of Last Notice: | 12 December 2017 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
irector” should be disclosed in this part. |
||||
|---|---|---|---|---|
| Direct or Indirect Interest | Indirect | |||
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director related entity | |||
| Date of change | 11 July 2018 | |||
| No. of securities held prior to change | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 72,196,875 | - | ||
| Total | 72,196,875 | - | ||
| Class | Ordinary Shares | |||
| Number acquired | Options - 827,281 827,281 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 2,481,847 | 827,281 | ||
| Total | 2,481,847 | 827,281 | ||
| Number disposed | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$67,009.87 | $67,009.87 | ||
|---|---|---|---|---|
| No. of securities held after change | Options - 827,281 **827,281 ** |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 74,678,722 | 827,281 | ||
| **Total ** | 74,678,722 | **827,281 ** | ||
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back |
Participation in entitlement offer (with free attaching options as detailed in the prospectus dated 7 June 2018). |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
irector” should be disclosed in this part. |
|
|---|---|
| Detail of contract | N/A |
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 – Closed period
Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?
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The CFO Solution
12 July 2018
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011