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IMUGENE LIMITED — Director's Dealing 2018
Jul 23, 2018
65124_rns_2018-07-23_c6e4f921-b589-49c7-90b8-592c43e36309.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
| Imugene Limited (ASX:IMU) | |
|---|---|
| Name of Entity: | |
| 009 179 551 | |
| ACN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Paul Hopper |
|---|---|
| Date of Last Notice: | 20 July 2018 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| irector” should be disclosed in this part. | ||||
|---|---|---|---|---|
| Direct or Indirect Interest | Indirect | |||
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. | Director related entity | |||
| Date of change | 23 July 2018 | |||
| No. of securities held prior to change | Options-827,281827,281 | |||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 75,178,722 | 827,281 | ||
| Total | 75,178,722 | 827,281 | ||
| Class | Ordinary Shares | |||
| Number acquired | Options--- | |||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 500,000 | - | ||
| Total | 500,000 | - | ||
| Number disposed | Options--- | |||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/ConsiderationNote:If consideration is non-cash, provide details and estimatedvaluation | $12,625.01 | $12,625.01 | ||
|---|---|---|---|---|
| No. of securities held after change | Options-827,281**827,281 ** | |||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 75,678,722 | 827,281 | ||
| **Total ** | 75,678,722 | **827,281 ** | ||
| Nature of changeExample:on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | On-market trade |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| irector” should be disclosed in this part. | |
|---|---|
| Detail of contract | N/A |
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 – Closed period
| art 3 – Closed period | |
|---|---|
| Were the interests in the securities orcontractsdetailedabovetradedduring a +closed period where priorwritten clearance was required? | No |
| If so, was prior written clearanceprovided to allow the trade to proceedduring this period? | N/A |
| Ifprior writtenclearance wasprovided, on what date was thisprovided? | N/A |
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The CFO Solution
24 July 2018
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011