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IMUGENE LIMITED — Director's Dealing 2013
Dec 23, 2013
65124_rns_2013-12-23_abfc0095-0996-413b-b10b-7418fd973ead.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
| Introduced 30/9/2001. | Amended 01/01/11 | Amended 01/01/11 |
|---|---|---|
| Name of Entity: | Imugene Limited (ASX:IMU) | |
| ACN: | 009 179 551 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Paul Hopper |
|---|---|
| Date of Last Notice: | 6thNovember 2012 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| director” should be disclosed in this part. | ||||||
|---|---|---|---|---|---|---|
| Direct or Indirect Interest | Indirect | |||||
| Nature of indirect interest | Director related entities | |||||
| (including registered holder) | ||||||
| Note: Provide details of the circumstances giving rise to the | ||||||
| relevant interest. | ||||||
| Date of change | 20thDecember 2013 | |||||
| No. of securities held prior to change | Shares | Options | ||||
| Direct | - | - | ||||
| Indirect | - | - | ||||
| Total | - | - | ||||
| Class | ||||||
| Ordinary Shares (escrowed until | 20 December | |||||
| 2014) | ||||||
| Number acquired | Shares | Options | ||||
| Direct | - | - | ||||
| Indirect | 68,296,875 | - | ||||
| Total | 68,296,875 | - | ||||
| Number disposed | Shares | Options | ||||
| Direct | - | - | ||||
| Indirect | - | - | ||||
| Total | - | - | ||||
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/ConsiderationNote:If consideration is non-cash, provide details and estimatedvaluation | $0.016 per | $0.016 per | share | |
|---|---|---|---|---|
| No. of securities held after change | Options--- | |||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 68,296,875 | - | ||
| Total | 68,296,875 | - | ||
| Nature of changeExample:on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Issue of shares as consideration for theacquisition of Biolife Science QLD Limitedasapprovedbyshareholderson20December 2013. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 – +Closed period
Were the interests in the securities or N/A contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided? The CFO Solution
24 December 2013
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011