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IMUGENE LIMITED — Capital/Financing Update 2025
Sep 1, 2025
65124_rns_2025-09-01_7feae35b-d94a-4c94-852c-a8041e53ee5a.pdf
Capital/Financing Update
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Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
IMUGENE LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday September 02, 2025
The +securities to be quoted are: Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.
5,501,568 Quoted Options Expiring 30 March 2026 EX $0.43 have been issued to SPP participants, as detailed in the Appendix 3B dated 12 August 2025 and consistent with the Appendix 2A dated 1 September 2025.
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| IMUO | OPTION EXPIRING 30-MAR-2026 | 5,501,568 | 01/09/2025 |
Refer to next page for full details of the announcement
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Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
IMUGENE LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
99009179551
1.3 ASX issuer code
IMU
1.4 The announcement is
New announcement
1.5 Date of this announcement
2/9/2025
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Appendix 2A - Application for quotation of securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
2.3c Have these +securities been offered under a +disclosure document or +PDS?
Yes
2.3c.1 Date of +disclosure document or +PDS?
16/8/2025
- 2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
5,501,568 Quoted Options Expiring 30 March 2026 EX $0.43 have been issued to SPP participants, as detailed in the Appendix 3B dated 12 August 2025 and consistent with the Appendix 2A dated 1 September 2025.
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Appendix 2A - Application for quotation of securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities to be quoted in an existing class ASX +security code and description IMUO : OPTION EXPIRING 30-MAR-2026
Issue date 1/9/2025 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details
Number of +securities to be quoted 5,501,568 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Options issued under the Share Purchase Plan, as announced on 16 July 2025. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.280000 Any other information the entity wishes to provide about the +securities to be quoted
The purpose(s) for which the entity is issuing the securities
To raise additional working capital
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Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
+securities subject of this application) |
|
|---|---|
| Total number of | |
| ASX +security code and description | +securities on issue |
| IMU : ORDINARY FULLY PAID | 295,832,944 |
| IMUOE : OPTION EXPIRING 31-AUG-2026 | 21,698,915 |
| IMUO : OPTION EXPIRING 30-MAR-2026 | 56,679,180 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $6.392 | 113,971 |
| IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $8.16 | 392,154 |
| IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $11.22 | 5,882,353 |
| IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $6.12 | 44,118 |
| IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $6.392 | 45,294 |
| IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $4.828 | 15,016 |
| IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $5.236 | 17,779 |
| IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $10.404 | 1,094,580 |
| IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $6.256 | 50,001 |
| IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $13.60 | 88,235 |
| IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $13.60 | 29,412 |
| IMUAAN : RESTRICTED STOCK UNITS | 4,932,399 |
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Appendix 2A - Application for quotation of securities
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| Appendix 2A - Application for quotation of securities | |
|---|---|
| IMUAAO : PERFORMANCE RIGHTS AWARD | 1,114,949 |
| IMUAAP : OPTION EXPIRING 13-SEP-2028 EX $2.278 | 333,335 |
| IMUAAQ : OPTION EXPIRING 13-SEP-2028 EX $3.094 | 352,942 |
| IMUAAR : CONVERTIBLE NOTES | 200 |
| IMUAAS : WARRANTS EXPIRING 24-JAN-2030 EX $0.33 | 15,479,877 |
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Appendix 2A - Application for quotation of securities
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? Yes
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
20/8/2025
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