IMUGENE LIMITED — Capital/Financing Update 2023

Sep 25, 2023

Application for quotation of +securities

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Announcement Summary

Entity name

IMUGENE LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday September 26, 2023

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
IMU	ORDINARY FULLY PAID	325,269,081	26/09/2023

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

IMUGENE LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ACN

Registration number 009179551

1.3 ASX issuer code

IMU

1.4 The announcement is

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New announcement

1.5 Date of this announcement

26/9/2023

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
18-Aug-2023 09:15	New - Proposed issue of securities -	An offer of +securities under a +securities
	IMU	purchase plan

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

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Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

Quoted options with an exercise price of $0.118 and an expiry of 31 August 2026.

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Corporate Action Component Detail

ASX +security code and description

IMU : ORDINARY FULLY PAID

Issue date

26/9/2023

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held For example, to enter a value of 50% please input as 50.00

Number of +securities held Number of holders 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over %

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

325,269,081 Issue currency Issue price or consideration per +security AUD - Australian Dollar AUD 0.05600000 Any other information the entity wishes to provide about the +securities to be quoted

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
IMU : ORDINARY FULLY PAID	7,159,528,431
IMUOD : OPTION EXPIRING 31-AUG-2024	158,262,521

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
IMUAAJ : OPTION EXPIRING 18-SEP-2026 EX $0.188	3,875,000
IMUAAK : OPTION EXPIRING 30-SEP-2026 EX $0.24	14,000,000
IMUAZ : OPTION EXPIRING 23-DEC-2024 EX $0.45	311,075
IMUAAF : OPTION EXPIRING 31-MAR-2026 EX $0.33	200,000,001
IMUAAD : OPTION EXPIRING 30-JUN-2026 EX $0.18	1,500,000
IMUAAE : OPTION EXPIRING 01-JUL-2026 EX $0.188	1,540,000
IMUAY : OPTION EXPIRING 30-APR-2025 EX $0.19	45,000,000
IMUAAL : OPTION EXPIRING 03-JAN-2027 EX $0.142	773,534
IMUAAM : OPTION EXPIRING 09-JAN-2027 EX $0.154	804,461
IMUAAG : OPTION EXPIRING 30-JUN-2026 EX $0.306	39,263,618
IMUAAH : OPTION EXPIRING 29-SEP-2026 EX $0.184	1,700,000
IMUAAI : OPTION EXPIRING 14-DEC-2026 EX $0.40	3,000,000

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Application for quotation of +securities

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Application for quotation of +securities
IMUAAB : OPTION EXPIRING 01-FEB-2025 EX $0.45	2,000,000
IMUAAA : OPTION EXPIRING 01-FEB-2026 EX $0.40	1,500,000
IMUAW : OPTION EXPIRING 26-FEB-2024 EX $0.15	5,000,000

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