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IMPINJ INC Major Shareholding Notification 2018

Nov 14, 2018

30994_mrq_2018-11-14_f7cf2fa2-5902-486a-9973-c83bd2e44f82.zip

Major Shareholding Notification

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SC 13G/A 1 ja13ga3-impinj_icepondlane.htm Licensed to: Fried Frank Document created using EDGARfilings PROfile 4.3.3.3 Copyright 1995 - 2018 Broadridge

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G Under the Securities Exchange Act of 1934

(Amendment No. 3)

Impinj, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

453204109

(CUSIP Number)

November 14, 2018

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

ý Rule 13d-1(c)

☐ Rule 13d-1(d)

  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 453204109 13G

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ice Pond Lane Advisers, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b)☐
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER
6 SHARED VOTING POWER
218,966
7 SOLE DISPOSITIVE POWER
8 SHARED DISPOSITIVE POWER
218,966
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
218,966
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0% (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA

(1) Based on 21,474,467 shares of common stock, par value $0.001 per share (“Common Stock”) outstanding as of October 24, 2018, as disclosed in the Issuer’s Form 10-Q filed with the U.S. Securities and Exchange Commission (“SEC”) on October 29, 2018.

CUSIP No. 453204109 13G

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ice Pond Lane Investments, LP
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b)☐
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER
6 SHARED VOTING POWER
218,966
7 SOLE DISPOSITIVE POWER
8 SHARED DISPOSITIVE POWER
218,966
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
218,966
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0% (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN

(1) Based on 21,474,467 shares of Common Stock outstanding as of October 24, 2018, as disclosed in the Issuer’s Form 10-Q filed with the SEC on October 29, 2018.

CUSIP No. 453204109 13G

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ice Pond Lane, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b)☐
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER
6 SHARED VOTING POWER
218,966
7 SOLE DISPOSITIVE POWER
8 SHARED DISPOSITIVE POWER
218,966
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
218,966
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0% (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO

(1) Based on 21,474,467 shares of Common Stock outstanding as of October 24, 2018, as disclosed in the Issuer’s Form 10-Q filed with the SEC on October 29, 2018.

CUSIP No. 453204109 13G

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ziff Capital Partners, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b)☐
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER
6 SHARED VOTING POWER
218,966
7 SOLE DISPOSITIVE POWER
8 SHARED DISPOSITIVE POWER
218,966
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
218,966
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0% (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO

(1) Based on 21,474,467 shares of Common Stock outstanding as of October 24, 2018, as disclosed in the Issuer’s Form 10-Q filed with the SEC on October 29, 2018.

CUSIP No. 453204109 13G

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Dirk Ziff
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b)☐
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER
6 SHARED VOTING POWER
218,966
7 SOLE DISPOSITIVE POWER
8 SHARED DISPOSITIVE POWER
218,966
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
218,966
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0% (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN

(1) Based on 21,474,467 shares of Common Stock outstanding as of October 24, 2018, as disclosed in the Issuer’s Form 10-Q filed with the SEC on October 29, 2018.

Item 1. (a) Name of Issuer

Impinj, Inc.

Item 1. (b) Address of Issuer’s Principal Executive Offices

400 Fairview Ave. N., Suite 1200

Seattle, WA 98109

Item 2. (a) Name of Person Filing

This Amendment No. 3 to Schedule 13G is being filed on behalf of the following persons (the “Reporting Persons”)*:

(i) Ice Pond Lane Advisers, LLC:
(ii) Ice Pond Lane Investments, LP;
(iii) Ice Pond Lane, LLC;
(iv) Ziff Capital Partners, LLC; and
(v) Dirk Ziff.

*Attached as Exhibit A is a copy of an agreement among the Reporting Persons that this Amendment No. 3 to Schedule 13G is being filed on behalf of each of them.

Item 2. (b) Address of Principal Business Office or, if None, Residence

The principal business office address for Ice Pond Lane Advisers, LLC, Ice Pond Lane Investments, LP, Ice Pond Lane, LLC, Ziff Capital Partners, LLC and Dirk Ziff is 285 Madison Avenue, 20th Floor, New York, NY 10017.

Item 2. (c) Citizenship

See Item 4 of the attached cover pages.

Item 2. (d) Title of Class of Securities

Common Stock, par value $0.001 per share (“Common Stock”)

Item 2. (e) CUSIP Number

453204109

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

Not Applicable.

Item 4. Ownership

(a) Amount beneficially owned:
See Item 9 of the attached cover pages.
(b) Percent of class:
See Item 11 of the attached cover pages.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Item 5 of the attached cover pages.
(ii) Shared power to vote or to direct the vote:
See Item 6 of the attached cover pages.
(iii) Sole power to dispose or to direct the disposition:
See Item 7 of the attached cover pages.
(iv) Shared power to dispose or to direct the disposition:
See Item 8 of the attached cover pages.

Ice Pond Lane Investments, LP (the “Fund”) is the record owner of the shares of Common Stock shown on item 9 of its respective cover page.

Ice Pond Lane Advisers, LLC is the investment adviser to the Fund. Ice Pond Lane Advisers, LLC, Ziff Capital Partners, LLC, Ice Pond Lane, LLC and Dirk Ziff, by virtue of their direct or indirect relationship to the Fund, may be deemed to share beneficial ownership of the shares of Common Stock of which the Fund is the record owner.

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

The Reporting Persons have ceased to beneficially own more than five percent of the Issuer's Common Stock and this Amendment No. 3 to Schedule 13G is being filed as an exit filing.

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

Not Applicable.

Item 8. Identification and Classification of Members of the Group

Not Applicable.

Item 9. Notice of Dissolution of Group

Not Applicable.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Section 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: November 14, 2018

/s/ Erica Lee
Name: Erica Lee
Title: Vice President
Ice Pond Lane Investments, LP — By: Ice Pond Lane, LLC
Its: General Partner
By: /s/ Erica Lee
Name: Erica Lee
Title: Vice President
/s/ Erica Lee
Name: Erica Lee
Title: Vice President
/s/ Erica Lee
Name: Erica Lee
Title: Vice President
/s/ Dirk Ziff
Name: Dirk Ziff

EXHIBIT A

The undersigned, Ice Pond Lane Advisers, LLC (a Delaware limited liability company), Ice Pond Lane Investments, LP (a Delaware limited partnership), Ice Pond Lane, LLC (a Delaware limited liability company), Ziff Capital Partners, LLC (a Delaware limited liability company) and Dirk Ziff, hereby agree and acknowledge that the information required by this Amendment No. 3 to Schedule 13G, to which this Agreement is attached as an exhibit, is filed on behalf of each of them. The undersigned further agree that any further amendments or supplements thereto shall also be filed on behalf of each of them.

Dated: November 14, 2018

/s/ Erica Lee
Name: Erica Lee
Title: Vice President
Ice Pond Lane Investments, LP — By: Ice Pond Lane, LLC
Its: General Partner
By: /s/ Erica Lee
Name: Erica Lee
Title: Vice President
/s/ Erica Lee
Name: Erica Lee
Title: Vice President
/s/ Erica Lee
Name: Erica Lee
Title: Vice President
/s/ Dirk Ziff
Name: Dirk Ziff