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IMMUTEP LIMITED — Major Shareholding Notification 2024
Feb 25, 2024
65122_rns_2024-02-25_fc76210d-2161-45fe-9db7-e7643f53aa99.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
To: Immutep Ltd ACN/ARSN: 90 009 237 889 Source: Australian Business Register Name: Perennial Value Management Limited ACN: 22 090 879 904 The holder became a substantial shareholder on: 22 February 2024
2. Details of Voting Power
The total number of votes attached to all the voting shares in the company or voting interest in the scheme that the substantial holder or an associate had a
| Class of securities | Number of securities | Person’s votes | Voting Power(%) |
|---|---|---|---|
| Ordinary | 59,458,280 | 59,458,280 | 5.00 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a
| Holder of relevant interest | Nature of relevenat interest | Class & number of securities(Ord) |
|---|---|---|
| Perennial Value Management Limited |
Investment Manager | 59,458,280 |
4. Details of present registered holders
The persons registered as holders of the securities referred to paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder |
Class & number of securities (Ord) |
|---|---|---|---|
| Perennial Value Management Limited |
HSBC | HSBC | 37,074,512 |
| Perennial Value Management Limited |
Northern Trust | Northern Trust | 12,291,360 |
| Perennial Value Management Limited |
Citicorp Nominees Pty Limited | Citicorp Nominees Pty Limited | 10,092,408 |
5. Consideration
The consideration paid for each relevant interest referred to paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
| Holder of relevant interest | Date of acquisition | Consideration | Consideration | Class & and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| CiticorpNominees PtyLimited | 24/10/2023 | 19,413.58 $ |
62,503 | |
| CiticorpNominees PtyLimited | 24/10/2023 | 377,297.81 $ |
1,214,418 | |
| CiticorpNominees PtyLimited | 24/10/2023 | 36,189.86 $ |
113,056 | |
| HSBC | 24/10/2023 | 58,472.40 $ |
182,666 | |
| HSBC | 24/10/2023 | 29,370.26 $ |
94,559 | |
| HSBC | 24/10/2023 | 609,608.10 $ |
1,962,161 | |
| HSBC | 24/10/2023 | 6,718.69 $ |
20,989 | |
| HSBC | 24/10/2023 | 5,391.44 $ |
17,358 | |
| HSBC | 24/10/2023 | 70,046.99 $ |
225,462 | |
| CiticorpNominees PtyLimited | 25/10/2023 | 215,470.22 $ |
684,051 | |
| CiticorpNominees PtyLimited | 25/10/2023 | 12,860.26 $ |
41,471 | |
| CiticorpNominees PtyLimited | 25/10/2023 | 272,371.46 $ |
863,301 | |
| HSBC | 25/10/2023 | 348,139.28 $ |
1,105,234 | |
| HSBC | 25/10/2023 | 20,779.02 $ |
67,007 | |
| HSBC | 25/10/2023 | 50,566.76 $ |
160,275 | |
| HSBC | 25/10/2023 | 440,075.80 $ |
1,394,852 | |
| HSBC | 25/10/2023 | 2,387.48 $ |
7,699 | |
| HSBC | 25/10/2023 | 40,002.97 $ |
126,997 | |
| CiticorpNominees PtyLimited | 26/10/2023 | 120,487.39 $ |
381,660 | |
| CiticorpNominees PtyLimited | 26/10/2023 | 9,041.15 $ |
29,101 | |
| HSBC | 26/10/2023 | 1,678.62 $ |
5,403 | |
| HSBC | 26/10/2023 | 26,903.05 $ |
85,219 |
| HSBC | 26/10/2023 | 194,673.68 $ |
616,655 | |
|---|---|---|---|---|
| HSBC | 26/10/2023 | 14,608.28 $ |
47,020 | |
| HSBC | 26/10/2023 | 22,369.06 $ |
70,857 | |
| CiticorpNominees PtyLimited | 27/10/2023 | 48,712.60 $ |
155,042 | |
| HSBC | 27/10/2023 | 9,043.64 $ |
28,784 | |
| HSBC | 27/10/2023 | 78,705.77 $ |
250,504 | |
| HSBC | 27/10/2023 | 10,876.62 $ |
34,618 | |
| CiticorpNominees PtyLimited | 30/10/2023 | 48,840.05 $ |
154,753 | |
| HSBC | 30/10/2023 | 9,067.50 $ |
28,731 | |
| HSBC | 30/10/2023 | 78,911.67 $ |
250,037 | |
| HSBC | 30/10/2023 | 10,905.24 $ |
34,554 | |
| HSBC | 13/11/2023 | 48,275.44 $ |
166,446 | |
| Northern Trust | 17/11/2023 | 52,395.86 $ |
178,178 | |
| HSBC | 23/11/2023 | 53,777.34 $ |
184,424 | |
| HSBC | 23/11/2023 | 23,735.64 $ |
81,399 | |
| HSBC | 13/12/2023 | 17,111.28 $ |
56,287 | |
| HSBC | 14/12/2023 | 55,002.89 $ |
177,675 | |
| HSBC | 14/12/2023 | 21,480.45 $ |
69,388 | |
| Northern Trust | 22/01/2024 | 126,893.17 $ |
351,805 | |
| Northern Trust | 23/01/2024 | 22,159.84 $ |
62,755 | |
| Northern Trust | 25/01/2024 | 148,703.79 $ |
436,404 | |
| HSBC | 30/01/2024 | 82,759.13 $ |
239,981 | |
| Northern Trust | 30/01/2024 | 53,861.84 $ |
156,186 | |
| HSBC | 31/01/2024 | 60,858.07 $ |
175,251 | |
| Northern Trust | 31/01/2024 | 39,608.04 $ |
114,058 | |
| HSBC | 1/02/2024 | 23,331.36 $ |
68,471 | |
| Northern Trust | 1/02/2024 | 15,184.41 $ |
44,562 | |
| HSBC | 2/02/2024 | 19,954.12 $ |
58,577 | |
| Northern Trust | 2/02/2024 | 12,986.52 $ |
38,123 | |
| CiticorpNominees PtyLimited | 19/02/2024 | 76,693.59 $ |
218,706 | |
| CiticorpNominees PtyLimited | 21/02/2024 | 24,216.80 $ |
69,039 | |
| HSBC | 21/02/2024 | 78,242.63 $ |
221,337 | |
| CiticorpNominees PtyLimited | 22/02/2024 | 52,694.07 $ |
150,224 |
6. Associates
The reasons the persons above in paragraph 3 above are associates of the substantial holder are as follows:
| Name & ACN | Nature of association |
|---|---|
| Not applicable |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Perennial Value Management Limited |
Level 27, 88 Phillip St SydneyNSW 2000 |
| Immutep Ltd | 95 Pitt Street Level 12, Sydney, Nsw 2000 |
Signature
| Print Name | Bill Anastasopoulos | Capacity | Company Secretary |
|---|---|---|---|
| Sign Here | Date | 26/02/2024 |