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Immunovant, Inc. — Major Shareholding Notification 2020
Apr 9, 2020
31436_mrq_2020-04-09_6d4ee50c-4819-42ba-b839-8d1e54629d37.zip
Major Shareholding Notification
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SC 13G/A 1 formsc13ga.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13G/A (Amendment No. 1)
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO §240.13d-2
Immunovant, Inc. (Name of Issuer)
Common Stock, $0.0001 par value (Title of Class of Securities)
45258J102 (CUSIP Number)
April 9, 2020 (Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| [ ] | Rule 13d-1 (b) |
|---|---|
| [X] | Rule 13d-1 (c) |
| [ ] | Rule 13d-1 (d) |
- The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s)) Page 1 of 5 Pages
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CUSIP No. 45258J102 13G Page 2 of 5 Pages
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1 NAME OF REPORTING PERSON Roderick Wong, M.D.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
| (a) | [ ] |
|---|---|
| (b) | [ ] |
| 3 | SEC USE ONLY |
|---|---|
| 4 | CITIZENSHIP |
| OR PLACE OF ORGANIZATION United | |
| States |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE
VOTING POWER 4,426,106(1) |
| --- | --- |
| 6 | SHARED
VOTING POWER 0 |
| 7 | SOLE
DISPOSITIVE POWER 4,426,106
(1) |
| 8 | SHARED
DISPOSITIVE POWER 0 |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,426,106
(1) |
| --- | --- |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% |
| 12 | TYPE
OF REPORTING PERSON IN |
(1) Consists of shares owned by RTW Master Fund, Ltd., RTW Venture Fund Limited and RTW Innovation Master Fund, Ltd. (the “RTW Entities”). Roderick Wong, M.D. has voting and dispositive power over the shares owned by the RTW Entities.
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CUSIP No. 45258J102 13G Page 3 of 5 Pages
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Explanatory Note
This Amendment No. 1 on Schedule 13G/A amends the Schedule 13D dated December 18, 2019 filed by the reporting person to reflect that the reporting person does not hold the securities with the purpose of or with the effect of changing or influencing the control of the issuer.
Item 1.
| (a) | Name
of Issuer: Immunovant, Inc. |
| --- | --- |
| (b) | Address
of Issuer’s Principal Executive Offices: |
| 320
West 37th Street |
| --- |
| New
York, NY 10018 |
Item 2.
| (a) | Name
of Person Filing: Roderick Wong, M.D. |
| --- | --- |
| (b) | Address
of Principal Business Office or if none, Residence: |
| 412
West 15th Street, Floor 9 |
| --- |
| New
York, NY 10011 |
| (c) | Citizenship: United States of America |
|---|---|
| (d) | Title |
| of Class of Securities: Common Stock, $0.0001 par value | |
| (e) | CUSIP |
| Number: 45258J102 |
| Item
3. | Not
Applicable |
| --- | --- |
| Item
4 . | Ownership. |
| (a) |
| --- |
| Dr. Wong beneficially owns 4,426,106 shares of Common
Stock, or 7.8% of the outstanding Common Stock, which consists of shares owned by the RTW Entities, over which
Dr. Wong has voting and dispositive power. |
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CUSIP No. 45258J102 13G Page 4 of 5 Pages
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| (b) |
|---|
| The |
| foregoing percentage is based on 56,455,376 shares of common stock outstanding as of February 14, 2020. |
| (c) | Number
of shares as to which such person has: |
| --- | --- |
| (i) | sole
power to vote or to direct the vote: 4,426,106 |
| (ii) | shared
power to vote or to direct the vote: 0 |
| (iii) | sole
power to dispose or to direct the disposition of: 4,426,106 |
| (iv) | shared
power to dispose or to direct the disposition of: 0 |
| Item
5. | Ownership
of Five Percent or Less of a Class: Not Applicable |
| --- | --- |
| Item
6. | Ownership
of More than Five Percent on Behalf of Another Person: Not Applicable |
| Item
7. | Identification
and Classification of Subsidiary Which Acquired the Securities: Not Applicable |
| Item
8. | Identification
and Classification of Members of the Group: Not Applicable |
| Item
9. | Notice
of Dissolution of Group: Not Applicable |
| Item
10. | Certifications: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect,
other than activities solely in connection with a nomination under §240.14a-11. |
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CUSIP No. 45258J102 13G Page 5 of 5 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
April 9, 2020
| /s/
Roderick Wong |
| --- |
| Roderick
Wong, M.D. |
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