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Immunome Inc. — Director's Dealing 2020
Oct 9, 2020
32238_dirs_2020-10-08_443261c2-5c3e-41f7-998b-0aee372152e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Immunome Inc. (IMNM)
CIK: 0001472012
Period of Report: 2020-10-06
Reporting Person: MORRIS I WISTAR III (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-06 | Common Stock | C | 882475 | — | Acquired | 882475 | Direct |
| 2020-10-06 | Common Stock | C | 38464 | — | Acquired | 38464 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | Series A Convertible Preferred Stock | $ | C | 882475 | Disposed | Common Stock (882475) | Direct | |
| 2020-10-06 | Series A Convertible Preferred Stock | $ | C | 38464 | Disposed | Common Stock (38464) | Indirect | |
| 2020-10-06 | Warrant (right to buy) | $9.00 | C | 111111 | Disposed | 2023-06-02 | Series A Convertible Preferred Stock (111111) | Direct |
| 2020-10-06 | Warrant (right to buy) | $9.00 | C | 111111 | Acquired | 2023-06-02 | Common Stock (111111) | Direct |
Footnotes
F1: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the
Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
F2: The shares are held by Cotswold Foundation (the "Foundation"). the Reporting Person has voting and investment power with respect to shares held by the Foundation.
F3: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the
closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
F4: Immediately exercisable.