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ImmunityBio, Inc. — Director's Dealing 2019
Dec 17, 2019
31529_dirs_2019-12-16_74e2ae46-7cb4-4a9c-b3bf-f5957f8a2460.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2019-12-13
Reporting Person: Thomas John C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-13 | Common Stock | S | 10000 | $2.48 | Disposed | 350069 | Direct |
| 2019-12-13 | Common Stock | S | 10000 | $2.98 | Disposed | 340069 | Direct |
| 2019-12-16 | Common Stock | S | 10000 | $3.14 | Disposed | 330069 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13886 | Indirect |
Footnotes
F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 5, 2019 by the reporting person.
F2: Reported shares held by the John C Thomas Jr. Trustee Susan T Thomas U/W DTD 5/10/96.
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