AI assistant
ImmunityBio, Inc. — Director's Dealing 2018
May 18, 2018
31529_dirs_2018-05-17_1bd3e02a-68d1-4c67-8cdb-67a319e64c44.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2018-05-15
Reporting Person: GORLIN STEVE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-15 | Common Stock | S | 26835 | $4.1323 | Disposed | 494885 | Indirect |
| 2018-05-16 | Common Stock | S | 16200 | $4.0515 | Disposed | 478685 | Indirect |
| 2018-05-17 | Common Stock | S | 38708 | $4.0025 | Disposed | 439977 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 246280 | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 26,835
shares sold in the price range of $4.08 to $4.20 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average share price of an aggregate total of 16,200 shares sold in the price range of $4.04 to $4.11 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 38,708 shares sold in the price range of $4.00 to $4.03 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.