AI assistant
ImmunityBio, Inc. — Director's Dealing 2018
Jun 8, 2018
31529_dirs_2018-06-07_c7620d61-77ec-437e-a681-e482fe557c4d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2018-06-05
Reporting Person: GORLIN STEVE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-05 | Common Stock | S | 28925 | $3.7455 | Disposed | 372251 | Indirect |
| 2018-06-06 | Common Stock | S | 23574 | $3.7869 | Disposed | 348677 | Indirect |
| 2018-06-07 | Common Stock | S | 26957 | $3.6582 | Disposed | 321720 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 246280 | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 28,925 shares sold in the price range of $3.74 to $3.79 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average share price of an aggregate total of 23,574 shares sold in the price range of $3.77 to $3.815 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 26,957
shares sold in the price range of $3.62 to $3.75 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.