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ImmunityBio, Inc. — Director's Dealing 2018
Aug 3, 2018
31529_dirs_2018-08-03_d829ce88-34e0-496c-9f56-37e52590a442.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2018-08-02
Reporting Person: Nelson Sonja (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-02 | Restricted Stock Units | $ | A | 40000 | Acquired | Common Stock (40000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of NantKwest, Inc. common stock.
F2: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 25% of the RSUs will vest on August 2, 2019, and 25% of the RSUs will vest annually thereafter, such that the award will be fully vested on August 2, 2022.
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