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ImmunityBio, Inc. — Director's Dealing 2018
Nov 30, 2018
31529_dirs_2018-11-29_92797648-4b10-4272-bb19-197fafd38969.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2018-11-27
Reporting Person: GORLIN STEVE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-27 | Common Stock | S | 100000 | $1.752 | Disposed | 189508 | Indirect |
| 2018-11-28 | Common Stock | S | 17140 | $1.7576 | Disposed | 172368 | Indirect |
| 2018-11-29 | Common Stock | S | 34019 | $1.6986 | Disposed | 138349 | Indirect |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 100,000 shares sold in the price range of $1.75 to $1.7768 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average share price of an aggregate total of 17,140 shares sold in the price range of $1.75 to $1.78 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 34,019 shares sold in the price range of $1.659 to $1.705 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.