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ImmunityBio, Inc. Director's Dealing 2016

Mar 18, 2016

31529_dirs_2016-03-17_b2579ce5-6abd-4a61-b600-1d96435e04cf.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2015-07-27

Reporting Person: Kusserow Richard (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 246861 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $0.2161 2024-03-17 Common Stock (123439) Direct

Footnotes

F1: This Form 3/A is filed to amend the Form 3 filed July 27, 2015 to correct the number of shares beneficially owned.

F2: Subject to the reporting person's continuing service, one twenty-fourth (1/24th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the second (2nd) anniversary of the vesting commencement date. The vesting commencement date for this option is March 17, 2014. The option originally covered 200,000 pre 1.8515 for 1 forward split shares.