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ImmunityBio, Inc. — Director's Dealing 2016
Mar 22, 2016
31529_dirs_2016-03-21_86f76e17-b954-4879-bf69-92ae61838485.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2016-03-17
Reporting Person: Kusserow Richard (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-17 | Common Stock | M | 15429 | $0.2161 | Acquired | 370300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-17 | Stock Option (right to buy) | $0.2161 | M | 15429 | Disposed | 2024-03-17 | Common Stock (15429) | Direct |
Footnotes
F1: Subject to the reporting person's continuing service, one twenty-fourth (1/24th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the second (2nd) anniversary of the vesting commencement date. The vesting commencement date for this option is March 17, 2014.
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