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ImmunityBio, Inc. — Director's Dealing 2015
Oct 16, 2015
31529_dirs_2015-10-16_930f17ca-4a30-40cd-8c2a-3abf4cf4da1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2015-10-14
Reporting Person: SOON-SHIONG PATRICK (Director, Chairman and CEO, 10% Owner)
Reporting Person: MP 13 Ventures, LLC (10% Owner)
Reporting Person: Cambridge Equities, LP (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-14 | Option (right to buy) | $15.295 | P | 2000000 | Acquired | 2016-03-31 | Common Stock (2000000) | Indirect |
Footnotes
F1: Option held by Cambridge Equities, LP ("Cambridge Equities"). MP 13 Ventures, LLC ("MP 13 Ventures") is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the option held by Cambridge Equities. The reporting person is the sole member of MP 13 Ventures and has voting and dispositive power over the option held by Cambridge Equities.
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