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ImmunityBio, Inc. Director's Dealing 2015

Oct 16, 2015

31529_dirs_2015-10-16_930f17ca-4a30-40cd-8c2a-3abf4cf4da1f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NantKwest, Inc. (NK)
CIK: 0001326110
Period of Report: 2015-10-14

Reporting Person: SOON-SHIONG PATRICK (Director, Chairman and CEO, 10% Owner)
Reporting Person: MP 13 Ventures, LLC (10% Owner)
Reporting Person: Cambridge Equities, LP (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-10-14 Option (right to buy) $15.295 P 2000000 Acquired 2016-03-31 Common Stock (2000000) Indirect

Footnotes

F1: Option held by Cambridge Equities, LP ("Cambridge Equities"). MP 13 Ventures, LLC ("MP 13 Ventures") is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the option held by Cambridge Equities. The reporting person is the sole member of MP 13 Ventures and has voting and dispositive power over the option held by Cambridge Equities.