IMMUNIC, INC. — Major Shareholding Notification 2020

Sep 21, 2020

SC 13D/A 1 e619936_sc13da-immunic.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

IMMUNIC, INC.

(Name of Issuer)

Common Stock, Par Value $0.0001 per share

(Title of Class of Securities)

4525EP 101

(CUSIP Number)

Eckenstein-Geigy-Stiftung

Rennweg 73

Basel-Stadt, Switzerland, 4052

41 76 3411335

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Filing Persons)

May 14, 2020

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 4525EP 101

1.	NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. Eckenstein-Geigy-Stiftung
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP	(a) ☐ (b) ☐
3.	SEC USE ONLY
4.	SOURCE OF FUNDS
5.	CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(D) OR 2(E)	☐
6.	CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	7.	SOLE VOTING POWER 440,000
	8.	SHARED VOTING POWER 0
	9.	SOLE DISPOSITIVE POWER 440,000
	10.	SHARED DISPOSITIVE POWER 0
11.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,000
12.	CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES	☐
13.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.94% (1)
14.	TYPE OF REPORTING PERSON CO

(1) Based upon 14,968,340 shares of Common Stock outstanding as of July 31, 2020.

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Explanatory Note

Pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended, this Amendment No. 1 amends and supplements certain items of the Schedule 13D filed with the Securities and Exchange Commission on April 22, 2019 (the “ Original Schedule 13D ”) relating to the common stock, par value $0.0001 per share, of Immunic, Inc., a corporation organized under the laws of the State of Delaware (the “ Issuer ”). As reported in more detail in Item 5 below, as of the date of this Amendment No. 1, the Reporting Person beneficially owns less than 5% of the issued and outstanding shares of the Issuer and, henceforth, will not file reports as amendments to the Original Schedule 13D. Except as amended and supplemented hereby, the Original Schedule 13D remains in full force and effect.

ITEM 5. Interest in Securities of the Issuer.

Item 5 of the Schedule 13D is amended and restated in its entirety as follows:

(a) As of the close of business on the date hereof, the Reporting Person beneficially owned an aggregate of 440,000 shares of Common Stock, constituting approximately 2.94% of the shares of common stock outstanding. (b) The Reporting Person has: Sole power to vote or to direct vote: 440,000 shares Shared power to vote or to direct the vote: 0 shares Sole power to dispose or to direct the disposition of: 440,000 shares Shared power to dispose or to direct the disposition of: 0 shares (c) Not applicable (d) Not applicable (e) Not applicable

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: September 21, 2020

Signature:
Eckenstein-Geigy-Stiftung
By:	/s/
Gabriel Eckenstein
Name:	Gabriel Eckenstein
Title:	President