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IMMUNIC, INC. — Director's Dealing 2024
Mar 6, 2024
10196_dirs_2024-03-06_d3b4169a-1fdc-4d2f-8120-9fb7a0701498.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMMUNIC, INC. (IMUX)
CIK: 0001280776
Period of Report: 2024-03-04
Reporting Person: Muehler Andreas (Chief Medical Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-04 | Stock Option | $10.73 | D | 100000 | Disposed | 2032-01-03 | Common Stock (100000) | Direct |
| 2024-03-04 | Stock Option | $3.40 | D | 10000 | Disposed | 2032-06-15 | Common Stock (10000) | Direct |
| 2024-03-04 | Stock Option | $15.72 | D | 65000 | Disposed | 2031-03-01 | Common Stock (65000) | Direct |
| 2024-03-04 | Stock Option | $12.30 | D | 44000 | Disposed | 2030-07-01 | Common Stock (44000) | Direct |
| 2024-03-04 | Stock Option | $13.34 | D | 10000 | Disposed | 2029-08-12 | Common Stock (10000) | Direct |
| 2024-03-04 | Stock Option | $13.29 | D | 30000 | Disposed | 2029-08-01 | Common Stock (30000) | Direct |
| 2024-03-04 | Stock Option | $1.72 | A | 259000 | Acquired | Common Stock (259000) | Direct |
Footnotes
F1: On March 4, 2024, the stockholders of Immunic, Inc. approved a proposal to reduce the exercise price of all employee stock options having an exercise price above $3.00 per share (the "Eligible Options") to the greater of $1.72 and 110% of the closing price on a future repricing date to be set by the Board of Directors. The Board of Directors then determined that the exercise price of all Eligible Options will be repriced to $1.72 per share, which is greater than 110% of the closing price of the Common Stock on March 4, 2024, the repricing date set by the Board of Directors. Accordingly, this Form 4 reflects the cancellation of each Eligible Option and the reissuance of all Eligible Options at an exercise price of $1.72 per share. Following the repricing, each Eligible Option retains its respective original vesting schedule and expiration date.