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IMMUNIC, INC. — Director's Dealing 2020
Jul 22, 2020
10196_dirs_2020-07-22_59890ad9-2edb-49d0-8033-7e2fadaa595d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMMUNIC, INC. (IMUX)
CIK: 0001280776
Period of Report: 2020-07-20
Reporting Person: Vitt Daniel (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-20 | Common Stock | S | 5000 | $14.4401 | Disposed | 364177 | Indirect |
| 2020-07-21 | Common Stock | S | 1300 | $15.6229 | Disposed | 362877 | Indirect |
Footnotes
F1: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Plan"). The Plan was adopted in connection with certain tax liabilities related to the issuance of shares in the April 2019 exchange transaction between the Issuer (then known as Vital Therapies, Inc.) and Immunic AG.
F2: The Reporting Person is Managing Director of Listrax UG (haftungsbeschrankt), which is the record holder of 362,877 shares of common stock of the Issuer, and exercises voting and dispositive power over such shares.