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IMMUNIC, INC. — Director's Dealing 2016
Aug 15, 2016
10196_dirs_2016-08-15_d2e8ce2f-d5a6-49a6-8d29-edc57447515d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VITAL THERAPIES INC (VTL)
CIK: 0001280776
Period of Report: 2016-08-11
Reporting Person: Hasnain Faheem (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-12 | Common Stock | P | 118243 | $5.92 | Acquired | 122743 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Stock Option (right to buy) | $5.92 | A | 58574 | Acquired | 2026-08-10 | Common Stock (58574.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3500 | Indirect |
Footnotes
F1: Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through each vesting date, 1/48th of the shares subject to the option shall vest and become exercisable monthly such that 100% of the shares subject to the option shall be fully vested and exercisable on August 11, 2020.
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