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IMMUNIC, INC. — Director's Dealing 2014
Apr 16, 2014
10196_dirs_2014-04-16_e24f20ce-2893-4f8c-8b56-1148825c5f24.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: VITAL THERAPIES INC (VTL)
CIK: 0001280776
Period of Report: 2014-04-16
Reporting Person: Nash Duane (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9224 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $0.4284 | 2022-04-01 | Common Stock (93377) | Direct | |
| Incentive Stock Option (right to buy) | $0.4284 | 2022-04-25 | Common Stock (23344) | Direct | |
| Incentive Stock Option (right to buy) | $8.00 | 2022-09-26 | Common Stock (6249) | Direct | |
| Non-Qualifed Stock Option (right to buy) | $8.00 | 2022-09-26 | Common Stock (235421) | Direct |
Footnotes
F1: This stock option was granted on April 1, 2012 and vests over four years. Subject to the optionee continuing to provide services, one forty-eighth of the shares subject to the option vest one month after the vesting commencement date of February 8, 2012, and an additional one forty-eighth of the shares vest at the end of each monthly period thereafter. The option is subject to an early exercise provision and is immediately exercisable.
F2: This stock option was granted on April 25, 2012 and vests over four years. Subject to the optionee continuing to provide services, one forty-eighth of the shares subject to the option vest one month after the vesting commencement date of April 25, 2012, and an additional one forty-eighth of the shares vest at the end of each monthly period thereafter. The option is subject to an early exercise provision and is immediately exercisable.
F3: This stock option was granted on September 26, 2012 and vests over four years. Subject to the optionee continuing to provide services one forty-eighth of the shares subject to the option vest one month after the vesting commencement date of September 13, 2012, and an additional one forty-eighth of the shares vest at the end of each monthly period thereafter. The option is subject to an early exercise provision and is immediately exercisable.