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IMMUNIC, INC. — Director's Dealing 2014
Apr 23, 2014
10196_dirs_2014-04-23_1bcb7c08-4a0b-41f0-b146-83eb8d2644b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VITAL THERAPIES INC (VTL)
CIK: 0001280776
Period of Report: 2014-04-23
Reporting Person: Millis J. Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-23 | Common Stock | C | 1250 | — | Acquired | 17680 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-23 | Senior Convertible Preferred Stock | $ | C | 1250 | Disposed | Common Stock (1250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16430 | Direct |
Footnotes
F1: Upon the consummation of the Registrant's initial public offering, each fractional share of Common and Convertible Preferred Stock was automatically rounded up to the nearest whole share.
F2: Each share of Senior Convertible Preferred Stock automatically converted into the Registrant's common stock on a one-for-one basis immediately prior to the closing of the Registrant's initial public offering and had no expiration date.
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