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IMMUNIC, INC. — Director's Dealing 2014
Apr 23, 2014
10196_dirs_2014-04-23_7cff55be-efdb-4be8-987f-abd4db1159af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VITAL THERAPIES INC (VTL)
CIK: 0001280776
Period of Report: 2014-04-23
Reporting Person: CROXFORD PHILIP M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-23 | Common Stock | P | 1500 | $12.00 | Acquired | 17841 | Direct |
| 2014-04-23 | Common Stock | C | 7250 | — | Acquired | 25091 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-23 | Senior Convertible Preferred Stock | $ | C | 7250 | Disposed | Common Stock (7250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16341 | Direct |
Footnotes
F1: Each share of Senior Convertible Preferred Stock automatically converted into the Registrant's common stock on a one-for-one basis immediately prior to the closing of the Registrant's initial public offering and had no expiration date.
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